Click a link below to view the mailing archive as if it had been sent to you. . 2011-02-28 21:30 Jim Hamilton's World of Securities Regulation - Senator Levin Says No Exemptions from SEC Rules Implementing Dodd-Frank Disclosure of Payments on Oil and ...
‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ ‌ 
Your email updates, powered by FeedBlitz

Jim Hamiltons World of Securities Regulation Archive for February, 2011

Click a link below to view the mailing archive as if it had been sent to you.

2011-02-28 21:30Jim Hamilton's World of Securities Regulation - Senator Levin Says No Exemptions from SEC Rules Implementing Dodd-Frank Disclosure of Payments on Oil and Gas Extraction
2011-02-28 12:00Jim Hamilton's World of Securities Regulation - In Comments to European Commission, Big Four Oppose Mandatory Audit Firm Rotation and Endorse Market-Driven Selection of Outside Auditor
2011-02-26 17:30Jim Hamilton's World of Securities Regulation - Big Four Firm Opposes Audit of Exhibit Disclosing Payments Related to Oil and Gas Extraction
2011-02-26 15:30Jim Hamilton's World of Securities Regulation - Large Audit Firms Seek Clarification of PCAOB's Proposed Temporary Inspection Program for Auditors of Brokers
2011-02-25 14:30Jim Hamilton's World of Securities Regulation - District of Columbia Sets Time-Table for IAs Filing New Part 2 of Form ADV
2011-02-25 13:00Jim Hamilton's World of Securities Regulation - In Letter to Fed, Senate Banking Committee Democrats Question Dodd-Frank Interchange Fee Provisions
2011-02-24 20:00Jim Hamilton's World of Securities Regulation - House Leaders Ask Questions About SEC General Counsel and Madoff Fraud
2011-02-24 17:30Jim Hamilton's World of Securities Regulation - Louisiana Proposes Recordkeeping Requirements for Broker-Dealers and Investment Advisers
2011-02-24 14:30Jim Hamilton's World of Securities Regulation - Broker-dealer Registration Applications only Considered "Filed" When Automatic Registration of Agents is Complete
2011-02-24 13:00Jim Hamilton's World of Securities Regulation - Banking Industry Urges SEC and CFTC to Include Small Banks within Dodd-Frank Derivatives End-User Exemption
2011-02-24 11:00Jim Hamilton's World of Securities Regulation - Oregon Requires new Part 2 of Form ADV for Investment Advisers
2011-02-23 18:00Jim Hamilton's World of Securities Regulation - CAQ Seeks Clarification of PCAOB's Interim Rule for Inspection of Auditors of Brokers and Urges Focus on Brokers Controlling Customers' Securities
2011-02-23 15:30Jim Hamilton's World of Securities Regulation - Oregon Permanently Adopts Dodd-Frank Accredited Investor Definition Exclusion for Primary Residence
2011-02-23 14:30Jim Hamilton's World of Securities Regulation - CAQ Asks PCAOB Not to Change Funding Rule to Require Audit Firm to File Notice
2011-02-23 12:30Jim Hamilton's World of Securities Regulation - Banking Industry Urges SEC to Clarify that Banking Products Are Not Within Embrace of Registration Regime of Sec. 975 of Dodd-Frank
2011-02-23 11:30Jim Hamilton's World of Securities Regulation - Report Finds Broad Support and High Compliance Rate for Dutch Corporate Governance Code
2011-02-22 19:30Jim Hamilton's World of Securities Regulation - Draft Code of Practice for Auditor-Regulator Interaction Set Out by UK FSA
2011-02-22 17:30Jim Hamilton's World of Securities Regulation - Volcker Calls for Global Accounting Standards in Tribute to IFRS Oversight Chair
2011-02-22 11:30Jim Hamilton's World of Securities Regulation - In Letter to House Leader, Prof. Warren Says Consumer Financial Protection Bureau Regulations Will First Seek to End Duplication
2011-02-21 14:30Jim Hamilton's World of Securities Regulation - Institutional Investors Support SEC's Proxy Access Rule in Amicus Brief
2011-02-21 13:30Jim Hamilton's World of Securities Regulation - Corporate Governance Group Applauds IASB Draft on Management Commentary for Financial Statements
2011-02-21 11:00Jim Hamilton's World of Securities Regulation - FSA Dear CEO Letter Updates on New Regulatory Regime as Treasury Committee Says Take Time
2011-02-19 21:30Jim Hamilton's World of Securities Regulation - IOSCO Report on OTC Derivatives Trading Platforms Emphasizes Full Transparency
2011-02-19 20:30Jim Hamilton's World of Securities Regulation - FSA Dear CEO Letter Updates on New Regulatory Regime as Treasury Committee Says Take Time
2011-02-19 19:00Jim Hamilton's World of Securities Regulation - Proposed German Sustainability Code Linked to Sound Corporate Governance
2011-02-19 15:30Jim Hamilton's World of Securities Regulation - Ahead of Legislation, Hong Kong Securities and Futures Commission Issues Guidelines on Disclosure of Inside Information
2011-02-18 12:30Jim Hamilton's World of Securities Regulation - Delaware Chancery Rules that Target Company Directors Breached Fiduciary Duties in Failing to Properly Oversee Investment Bank
2011-02-17 21:00Jim Hamilton's World of Securities Regulation - Securities and Commodities Industry Question SEC and CFTC Dodd-Frank Derivatives Rulemaking at House Hearing
2011-02-17 19:00Jim Hamilton's World of Securities Regulation - NASAA Seeks Comments on Amendments to Model Rules Governing Adviser Custody and Brochure Requirements
2011-02-17 12:00Jim Hamilton's World of Securities Regulation - House Agriculture Committee Leaders Question CFTC Rulemaking Implementing Dodd-Frank Derivatives Title
2011-02-17 10:30Jim Hamilton's World of Securities Regulation - Corp Fin Staff Interprets SEC Rule Implementing Dodd-Frank Say-on-Pay Mandate
2011-02-16 20:30Jim Hamilton's World of Securities Regulation - Key Senators Urge SEC and CFTC Not to Impose Margin on Derivatives End Users and Avoid Driving Derivatives Markets Offshore
2011-02-16 17:00Jim Hamilton's World of Securities Regulation - Senate Banking Committee Republicans Question SEC and CFTC on Their Regulatory Implementation of Dodd-Frank
2011-02-16 12:30Jim Hamilton's World of Securities Regulation - Delaware Chancery Court Upholds Poison Pill under Enhanced Unocal Test
2011-02-15 19:00Jim Hamilton's World of Securities Regulation - Prof. Warren Opposes Placing Bureau of Consumer Financial Protection under Congressional Appropriations Process
2011-02-15 16:00Jim Hamilton's World of Securities Regulation - Corporate Secretaries Society Says Proxy Advisory Firms Are ERISA Fiduciaries and Should Also Register with the SEC as Advisers
2011-02-15 13:30Jim Hamilton's World of Securities Regulation - NYSE Clarifies Dodd-Frank Mandate on Voting Uninstructured Shares on Executive Compensation
2011-02-14 17:30Jim Hamilton's World of Securities Regulation - Business Study Says Dodd-Frank Derivatives Regulations Could Cost Jobs and Push Hedging Offshore
2011-02-14 16:00Jim Hamilton's World of Securities Regulation - SEC Enforcement Action Against Hedge Fund Managers is First Insider Trading Action in Expert Network Investigation
2011-02-14 13:30Jim Hamilton's World of Securities Regulation - President's Proposed Budget Would Significantly Increase SEC and CFTC Funding to Enable Dodd-Frank Implementation
2011-02-13 15:00Jim Hamilton's World of Securities Regulation - Key Senator Asks SEC to Investigate How Hacking Can Disrupt Exchange Trading Platforms
2011-02-13 14:30Jim Hamilton's World of Securities Regulation - PCAOB Member Gradison Sees Inability to Conduct Int'l Inspections and Advent of IFRS as Major Challenges
2011-02-13 10:30Jim Hamilton's World of Securities Regulation - Chairman Bachus Asks SEC and CFTC to Report on the Integrity of Stock and Futures Exchanges in Light of NASDAQ Hacking
2011-02-12 18:00Jim Hamilton's World of Securities Regulation - New IASB Chair Plans Global Strengthening of IFRS, Calls Accounting Transparency Crucial to Financial Stability
2011-02-12 15:00Jim Hamilton's World of Securities Regulation - Expectation Gap between Financial Statement Audit and Investor Perception Must Be Closed Says UK Audit Oversight Chief
2011-02-11 13:30Jim Hamilton's World of Securities Regulation - Prominent Law Professors' Amicus Brief Refutes Argument that SEC Proxy Access Rule Violates First Amendment
2011-02-10 20:30Jim Hamilton's World of Securities Regulation - Legislation Would Place Bureau of Consumer Financial Protection Under Treasury and Congressional Appropriations
2011-02-09 20:00Jim Hamilton's World of Securities Regulation - FINRA CEO Comments on SEC Dodd-Frank Studies on Adviser Oversight and Uniform Fiduciary Standard
2011-02-09 19:30Jim Hamilton's World of Securities Regulation - House Committeee Hearings Will Explore Impact of Dodd-Frank Derivatives Title
2011-02-08 18:00Jim Hamilton's World of Securities Regulation - Banking Community Urges Congress to Nullify Durbin Interchange Amendment to Dodd-Frank
2011-02-08 11:30Jim Hamilton's World of Securities Regulation - Chairman Garrett Calls for Prompt Reform of GSEs While Preserving Vital Securitization
2011-02-05 23:00Jim Hamilton's World of Securities Regulation - Commissioner Casey Says Take Time with Dodd-Frank rulemaking, Examines Retroactivity Issue
2011-02-04 21:00Jim Hamilton's World of Securities Regulation - SEC Chair Says Budget Shortfall Affecting Core Mission as Dodd-Frank Rulemaking Intensifies
2011-02-03 18:30Jim Hamilton's World of Securities Regulation - Former Senior SEC Officials Urge Congress to Adequately Fund the Commission
2011-02-03 17:00Jim Hamilton's World of Securities Regulation - US Hedge Fund Industry Comments on European Commission Proposed Changes to MiFID
2011-02-03 11:30Jim Hamilton's World of Securities Regulation - German BaFin Extends Short Selling Disclosure Regime until March of 2012.
2011-02-01 15:00Jim Hamilton's World of Securities Regulation - SEC Asked to Clarify Proposed Commodity Trading Advisor Exemption from Dodd-Frank Mandated Hedge Fund Registration
2011-02-01 13:00Jim Hamilton's World of Securities Regulation - SEC Adopts Regulations Implementing Dodd-Frank Say-on-Pay Mandates

 

<< Archive Index • Subscribe >>

 

FeedBlitz Top Slot
powered byad choices
 
 
© FeedBlitz® - Win the Inbox ™ | feedblitz.com | info@feedblitz.com | Privacy | Terms of Service
 English | Português | Français | Español | Italiano | Nederlands | Svenska | Deutsch | 日本語