Click a link below to view the mailing archive as if it had been sent to you. . 2012-06-30 14:30 Jim Hamilton's World of Securities Regulation - President's FY 2013 Budget Would Repeal LIFO Accounting, Conforming to IFRS. 2012-06-29 15:00 Jim Hamilton's ...
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Jim Hamiltons World of Securities Regulation Archive for June, 2012

Click a link below to view the mailing archive as if it had been sent to you.

2012-06-30 14:30Jim Hamilton's World of Securities Regulation - President's FY 2013 Budget Would Repeal LIFO Accounting, Conforming to IFRS
2012-06-29 15:00Jim Hamilton's World of Securities Regulation - Chairman Schapiro Testifies JOBS Act Title II Rules Near But May be Late
2012-06-29 13:00Jim Hamilton's World of Securities Regulation - President Issues Veto Message on House SEC Funding Legislation
2012-06-28 20:00Jim Hamilton's World of Securities Regulation - Chamber of Commerce Urges CFTC to Conduct Formal Rulemaking on Cross-Border Application of Dodd-Frank Swaps Dealer Provisions
2012-06-28 13:00Jim Hamilton's World of Securities Regulation - Corp Fin to Implement EDGAR Procedure for JOBS Act Submissions
2012-06-27 20:30Jim Hamilton's World of Securities Regulation - Senators Request Data from Securities Industry on Political Intelligence as Sen. Grassley Vows to Seek another Legislative Vehicle
2012-06-27 16:30Jim Hamilton's World of Securities Regulation - House Oversight Hearings Reveal that SEC Implementing Regulations Will Be Crucial to the Efficacy of JOBS Act Crowdfunding Title
2012-06-27 11:00Jim Hamilton's World of Securities Regulation - Federal Court Rules Financial Company Had No Duty to Disclose Receipt of SEC Wells Notice
2012-06-26 18:30Jim Hamilton's World of Securities Regulation - French Legislation Taxing Non-Resident Investment Funds While Exempting Domestic Funds Violated EU Law on Free Movement of Capital
2012-06-26 17:30Jim Hamilton's World of Securities Regulation - Texas Proposes Changes to Accredited Investor, Finder and Successor Registration
2012-06-26 14:30Jim Hamilton's World of Securities Regulation - IASB Chair Says Board Will Examine Goodwill and Other Comprehensive Income Standards under Principles
2012-06-25 19:00Jim Hamilton's World of Securities Regulation - Hong Kong SFC Enforcement Director Outlines Special Remedies to Combat and Rectify Fraudulent Securities Market Misconduct
2012-06-25 16:30Jim Hamilton's World of Securities Regulation - North Dakota Proposes to Incorporate NASAA Policy Statements
2012-06-25 16:00Jim Hamilton's World of Securities Regulation - Virginia Adopts Private Fund Adviser Exemption
2012-06-25 13:30Jim Hamilton's World of Securities Regulation - UK Sharman Panel Breaks New Ground on Auditor Going Concern Opinions
2012-06-25 11:00Jim Hamilton's World of Securities Regulation - SEC Division of Risk, Strategy, and Financial Innovation Issues Staff Guidance on Economic Analysis in Rulemaking
2012-06-24 15:00Jim Hamilton's World of Securities Regulation - Ranking House Members Urge SEC to Implement Dodd-Frank Conflict Minerals and Resource Extraction Regulations by July 1
2012-06-23 15:00Jim Hamilton's World of Securities Regulation - SEC Adopts Regulations Implementing Dodd-Frank Compensation Committee and Advisers Provisions
2012-06-23 11:30Jim Hamilton's World of Securities Regulation - Constitutionality of CFPB and FSOC Established by Dodd-Frank Challenged in Federal Court Action
2012-06-22 12:00Jim Hamilton's World of Securities Regulation - Treasury Pursues Frameworks with Japan and Switzerland for Effective FATCA Compliance
2012-06-21 19:30Jim Hamilton's World of Securities Regulation - In letter to SEC Chair, and In Light of Facebook IPO, House Leader Wants Dialogue on Fundamental Reform of the IPO Process
2012-06-21 14:00Jim Hamilton's World of Securities Regulation - Obama Administration Issues Veto Message for House Legislation Cutting CFTC Funding for FY 2013
2012-06-21 13:30Jim Hamilton's World of Securities Regulation - At Senate Hearings, SEC Chair Schapiro Says Commission Will Provide Data on Voluntary Sponsor Support of Money Market Funds
2012-06-19 23:00Jim Hamilton's World of Securities Regulation - Derivatives End-Users Coalition Urging Senate Action on House Bills Exempting Inter-Affilitate Swaps and Codifying End-User Exemption
2012-06-19 22:30Jim Hamilton's World of Securities Regulation - House Appropriations Committee Cuts CFTC FY 2013 Funding; Concerned about Cost-Benefit Analysis of Regulations
2012-06-19 16:00Jim Hamilton's World of Securities Regulation - Maryland Issues Exemption for Private Fund Advisers
2012-06-19 11:30Jim Hamilton's World of Securities Regulation - Texas Adopts Expedited Review of Registration for Qualified Military Spouses
2012-06-17 14:30Jim Hamilton's World of Securities Regulation - In Letter to SEC, Global Hedge Fund Group Lauds JOBS Act Regulaton D Changes
2012-06-16 18:30Jim Hamilton's World of Securities Regulation - Chamber of Commerce Urged Supreme Court to Reverse Ninth Cicuit Panel Materiality Ruling
2012-06-15 16:00Jim Hamilton's World of Securities Regulation - Federal Judge Imposes Ten-Year Officer and Director Bar on Insider Trader; SEC Had Sought Lifetime Bar
2012-06-15 14:30Jim Hamilton's World of Securities Regulation - Securities Act Rule 159A-The "I Don't Get No Respect" Rule
2012-06-14 20:00Jim Hamilton's World of Securities Regulation - 1st Circuit Examines Scienter requirements
2012-06-14 19:00Jim Hamilton's World of Securities Regulation - Senate Appropriations Committee Reports Legislation Providing Increased FY 2013 Funding for SEC and CFTC
2012-06-14 10:00Jim Hamilton's World of Securities Regulation - SEC Official Advises Investors to be Wary of Crowdfunding Before Implementing Regulationse Are in Place
2012-06-13 16:00Jim Hamilton's World of Securities Regulation - Corp Fin Publishes Foreign Company Data
2012-06-13 14:00Jim Hamilton's World of Securities Regulation - Former SEC Commissioners Had Urged Supreme Court to REview Ninth Circuit Ruling on Materialty in FRaud-on-the-Market Case
2012-06-13 00:30Jim Hamilton's World of Securities Regulation - Senate Appropriations Legislation Would Increase SEC and CFTC Budgets to Help Implement Dodd-Frank
2012-06-12 18:30Jim Hamilton's World of Securities Regulation - Supreme Court Will Review Ninth Circuit Ruling on Showing Materiality in Fraud-on-the-Market Case
2012-06-12 09:30Jim Hamilton's World of Securities Regulation - In Letter, US Senator Asks SEC About Company's Rule 10b5-1 Plans
2012-06-11 18:00Jim Hamilton's World of Securities Regulation - SEC Issues Roadmap on Sequence of Adoption of Dodd-Frank Derivatives Regulations
2012-06-11 17:30Jim Hamilton's World of Securities Regulation - Sen. Lugar Urges SEC implementation of Dodd-Frank Provision on Disclosure of Payments to Foreign Governments
2012-06-11 06:30Jim Hamilton's World of Securities Regulation - House Leader Asks SEC to Clarify Proposed Regulations Implementing Conflict Minerals Provision of Dodd-Frank
2012-06-11 06:00Jim Hamilton's World of Securities Regulation - Senator Shelby and Four Other Senators Ask CFPB for Plan to Remedy Internal Control Problems
2012-06-10 00:00Jim Hamilton's World of Securities Regulation - SEC Comm. Paredes Says JOBS Act Is Step in Right Direction
2012-06-09 23:30Jim Hamilton's World of Securities Regulation - SEC Chief Economist Describes Risk Assessment Initiative
2012-06-08 19:30Jim Hamilton's World of Securities Regulation - PCAOB Member Harris Outlines Global Audit Concerns
2012-06-08 11:00Jim Hamilton's World of Securities Regulation - 2 new articles
2012-06-07 18:30Jim Hamilton's World of Securities Regulation - Chairman Schapiro Lauds SEC's Use of Aberrational Performance Inquiry in Detecting Hedge Fund Fraud
2012-06-07 11:30Jim Hamilton's World of Securities Regulation - Former FDIC Chair Bair and CFTC Chair Born Are Part of Systemic Risk Council to Ensure Effective Regulation
2012-06-06 19:00Jim Hamilton's World of Securities Regulation - Senator Merkley and Four House Members Urge SEC to Quickly and Strongly implement Dodd-Frank Conflict Minerals Provision
2012-06-05 19:30Jim Hamilton's World of Securities Regulation - House Bill Sets SEC FY 2013 Appropriation and Requires Analysis of Money Market Funds and Rule 2a-7
2012-06-05 11:30Jim Hamilton's World of Securities Regulation - US Hedge Fund Industry Submits White Paper on Shadow Banking to European Commission
2012-06-04 19:00Jim Hamilton's World of Securities Regulation - Global Hedge Fund Group Finds Significant Divergence between ESMA Advice on Hedge Fund Directive and European Commission Draft Regulation
2012-06-04 14:00Jim Hamilton's World of Securities Regulation - PCAOB Chair Says Cross-Border Audits of Financial Statements Require Enhanced Attention to Investor Protection
2012-06-04 12:00Jim Hamilton's World of Securities Regulation - Hedge Fund Industry Seeks More Granularity among Swap Categories in CFTC's Reproposed Block Trade Regulations
2012-06-03 15:30Jim Hamilton's World of Securities Regulation - Securities Industry Applauds SEC Approval of SRO Proposals Dealing With Extraordinary Market Volatility
2012-06-02 16:00Jim Hamilton's World of Securities Regulation - UK Auditor Overseer Inspections of Large Audit Firms Find Problems in Communications with Audit Committee and Disclosure
2012-06-01 21:00Jim Hamilton's World of Securities Regulation - European Parliament Approves Financial Transaction Tax with Cross-Border Reach
2012-06-01 19:00Jim Hamilton's World of Securities Regulation - 2 new articles
2012-06-01 13:00Jim Hamilton's World of Securities Regulation - Energy Company Replies to SEC Staff JOBS Act Comments on EGC Status

 

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