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| 2012-11-30 07:30 | | Jim Hamilton's World of Securities Regulation - 2 new articles |
| 2012-11-26 09:00 | | Jim Hamilton's World of Securities Regulation - US Government Responds to Federal Court Constitutional Challenge to the Dodd-Frank Act |
| 2012-11-26 07:30 | | Jim Hamilton's World of Securities Regulation - Corporate Secretaries Society Opposes Investor Metric Standards |
| 2012-11-25 20:30 | | Jim Hamilton's World of Securities Regulation - Securities Industry Urges the Supreme Court to Apply Bright Line Limitations Period to SEC Enforcement Action |
| 2012-11-25 15:00 | | Jim Hamilton's World of Securities Regulation - ABA Federal Securities Committee Supports SEC Proposals Implementing JOBS Act Ending of General Solicitation Ban |
| 2012-11-24 14:30 | | Jim Hamilton's World of Securities Regulation - In a letter to the SEC, Rep. Maxine Wate... |
| 2012-11-23 23:00 | | Jim Hamilton's World of Securities Regulation - Chancellor Osborne Says UK Vickers-Based Legislation Should Allow Ring-Fenced Banks to Trade Plain Vanilla Derivatives |
| 2012-11-23 10:30 | | Jim Hamilton's World of Securities Regulation - German Finance Minister Calls for Globally Harmonized Financial R |
| 2012-11-23 03:30 | | Jim Hamilton's World of Securities Regulation - Chancellor Osborne Tells Parliamentary Commission that Return to Glass-Steagall Fails Cost-Benefit Test |
| 2012-11-22 14:00 | | Jim Hamilton's World of Securities Regulation - Senator Levin Urges IRS and Treasury to Make FATCA Disclosure Non-Tax Return Information to Aid Financial Fraud Fight |
| 2012-11-21 21:00 | | Jim Hamilton's World of Securities Regulation - ESMA Issues IFRS Enforcement Priorities for the EU, Urges Outside to Play Important Role |
| 2012-11-21 00:30 | | Jim Hamilton's World of Securities Regulation - US Chamber of Commerce Urges SEC to Ensure that Volcker Rule is Global to Prevent Regulatory Arbitrage |
| 2012-11-19 22:00 | | Jim Hamilton's World of Securities Regulation - Treasury Official Endorses Substituted Compliance Principle for Cross-Border Derivatives Transactions |
| 2012-11-18 22:30 | | Jim Hamilton's World of Securities Regulation - Senate Banking Chair Johnson Urges Calibration of Basel III Capital Standards with Dodd-Frank Regulations |
| 2012-11-18 21:00 | | Jim Hamilton's World of Securities Regulation - As Part of Shadow Banking Oversight, Financial Stability Board Urges Floating NAV for Money Market Funds |
| 2012-11-17 13:30 | | Jim Hamilton's World of Securities Regulation - Treasury Exempts FX Forwards and Swaps from Dodd-Frank Clearing and Exchange-Trading Rules |
| 2012-11-16 18:00 | | Jim Hamilton's World of Securities Regulation - European Commission Proposes Directive on Gender Equality for Company Non-Executive Boards |
| 2012-11-16 13:30 | | Jim Hamilton's World of Securities Regulation - 2 new articles |
| 2012-11-14 18:00 | | Jim Hamilton's World of Securities Regulation - Senator Shelby Questions Cost-Benefit Analysis of Basel III Implementation at Banking Committee Hearing |
| 2012-11-14 14:30 | | Jim Hamilton's World of Securities Regulation - Texas Adopts Accredited Investor, Finder and Successor Registration Changes |
| 2012-11-14 11:30 | | Jim Hamilton's World of Securities Regulation - In Letter to SEC, Fund Industry Applauds NYSE Proposal to Exempt Open-End and Closed End Funds from Compensation Committee Standards |
| 2012-11-13 16:30 | | Jim Hamilton's World of Securities Regulation - FSOC Recommends Money Market Fund Reforms for Public Comment While Urging SEC to Act |
| 2012-11-13 12:00 | | Jim Hamilton's World of Securities Regulation - IASB Chair Calls for Transparency in Lease Accounting |
| 2012-11-12 15:30 | | Jim Hamilton's World of Securities Regulation - In Letter to Congress, SEC Warns of Impact of Independent Regulatory Analysis Act |
| 2012-11-12 13:00 | | Jim Hamilton's World of Securities Regulation - DTCC Says CME Federal Court Challenge to CFTC Swap Reporting Regulations Could Disrupt the Entire Dodd-Frank Swaps Regulatory Regime |
| 2012-11-09 14:30 | | Jim Hamilton's World of Securities Regulation - FSOC to Meet and Consider Reform of Money Market Funds |
| 2012-11-09 11:30 | | Jim Hamilton's World of Securities Regulation - Michigan Releases Q/A on Crowdfunding for Investors |
| 2012-11-09 11:00 | | Jim Hamilton's World of Securities Regulation - In Letter to SEC, Former OCC Head Says Floating NAV for Money Market Funds Could Increase Both Systemic Risk and Federal Tax Burden |
| 2012-11-08 15:00 | | Jim Hamilton's World of Securities Regulation - Securities and Business Groups Ask Treasury to Ensure that EU Financial Transactions Tax Is Not Applied Cross-Border |
| 2012-11-07 16:30 | | Jim Hamilton's World of Securities Regulation - Fidelity Urges SEC and European Commission to Harmonize Principles of Money Market Fund Regulation |
| 2012-11-07 15:00 | | Jim Hamilton's World of Securities Regulation - Georgia Proposes Definition of "Individual" for Invest Exemption and Fee Schedule for Routine Exam of Mid-Size Advisers |
| 2012-11-06 13:30 | | Jim Hamilton's World of Securities Regulation - Chamber of Commerce Urges Secretary Geithner to Withdraw Request that FSOC Take up Reform of Money Market Funds and Instead Urge SEC to Act |
| 2012-11-06 11:00 | | Jim Hamilton's World of Securities Regulation - Federal Court of Australia Finds S&P Liable for AAA Rating Assigned to Highly-Leveraged Credit Derivative |
| 2012-11-05 17:30 | | Jim Hamilton's World of Securities Regulation - Supreme Court Justices Note Materiality as Common to Class in Oral Arguments in Case Involving Proving of Materiality at Class Certification Stage |
| 2012-11-05 11:30 | | Jim Hamilton's World of Securities Regulation - Sen. Warner Says Cost-Benefit Analysis of Federal Regulations Should be Mandated for Both Independent and Executive Agencies |
| 2012-11-05 11:00 | | Jim Hamilton's World of Securities Regulation - Carlson Tong, Hong Kong CPA and former Chair of KPMG China, Named New Chair of Securities and Futures Commission |
| 2012-11-03 16:30 | | Jim Hamilton's World of Securities Regulation - UK Competition Commission Finds International Audit Networks a Difficult Entry Barrier for Mid-Tier Audit Firms |
| 2012-11-02 19:30 | | Jim Hamilton's World of Securities Regulation - EU Short Selling Regulation is Effective November 1, 2012 and Appears to Have Cross-Border Reach |
| 2012-11-02 09:30 | | Jim Hamilton's World of Securities Regulation - Securities Industry Urges Supreme Court to Require Showing of Materiality at Class Certification Stage |
| 2012-11-01 18:00 | | Jim Hamilton's World of Securities Regulation - Sen. Levin Urges House and Senate Tax-Writing Committees to Use Deficit Reduction Legislation to Close Swap and Mutual Fund Commodity Trading Loopholes |
| 2012-11-01 16:30 | | Jim Hamilton's World of Securities Regulation - House Panel to Release MF Global Report with Recommendations for Regulatory Change |
| 2012-11-01 15:30 | | Jim Hamilton's World of Securities Regulation - Report Reveals Sound Corporate Governance at Venture-Backed Companies in US IPOs |
| 2012-11-01 14:30 | | Jim Hamilton's World of Securities Regulation - California Proposes New IA Custody Rule |
| 2012-11-01 13:00 | | Jim Hamilton's World of Securities Regulation - Financial Economists Urge Supreme Court to Affirm Ninth Circuit Ruling that Materiality Need Not Be Proven at Class Certification Stage |
