Click a link below to view the mailing archive as if it had been sent to you. . 2012-12-31 13:00 Jim Hamilton's World of Securities Regulation - House Financial Services Committee Likely to Examine High Frequency Trading in 2013. 2012-12-30 15:00 Jim ...
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Jim Hamiltons World of Securities Regulation Archive for December, 2012

Click a link below to view the mailing archive as if it had been sent to you.

2012-12-31 13:00Jim Hamilton's World of Securities Regulation - House Financial Services Committee Likely to Examine High Frequency Trading in 2013
2012-12-30 15:00Jim Hamilton's World of Securities Regulation - Former SEC Chair Harold Williams Warned of Expanded Judicial Review of Federal Regulation
2012-12-28 15:30Jim Hamilton's World of Securities Regulation - Chairman Hensarling Names Leadership Team for Financial Services Committee, Rep. McHenry Will Chair Oversight and Investigations Subcommittee
2012-12-27 19:00Jim Hamilton's World of Securities Regulation - SEC Urges Supreme Court to Apply Discovery Rule to Limitations Period for Enforcement Actions
2012-12-26 16:30Jim Hamilton's World of Securities Regulation - House Passes Bi-Partisan Legislation Raising Leverage for Small Business Investment Companies
2012-12-24 11:30Jim Hamilton's World of Securities Regulation - Business Groups Urge Third Circuit to Allow Arbitration by Sitting Delaware Chancery Court Judges
2012-12-23 15:00Jim Hamilton's World of Securities Regulation - Securities Industry Urges US Supreme Court to Reverse Second Circuit Expansion of Class Action Status for Purchasers of Mortgage-Backed Securities
2012-12-21 16:00Jim Hamilton's World of Securities Regulation - Senate Panel Reviews Alternative Trading Systems with View Towards Reform of Market Regulation
2012-12-21 08:00Jim Hamilton's World of Securities Regulation - European Parliament Approves Financial Transaction Tax for Eleven EU Member States
2012-12-19 15:30Jim Hamilton's World of Securities Regulation - 2 new articles
2012-12-18 14:00Jim Hamilton's World of Securities Regulation - European Commission Proposes Action Plan for Corporate Governance Reform
2012-12-17 18:00Jim Hamilton's World of Securities Regulation - House FSC Member Urges Mandated Stand-Alone Subsidiaries for Systemically Important Financial Firms
2012-12-15 15:30Jim Hamilton's World of Securities Regulation - 2 new articles
2012-12-13 17:30Jim Hamilton's World of Securities Regulation - House Panel Examines SEC-CFTC Harmonization of Dodd-Frank Derivatives Regulations Both Globally and Domestically
2012-12-13 12:30Jim Hamilton's World of Securities Regulation - Senate Passes and Clears for President Legislation Preserving Confidentiality of Privileged Information Provided to the CFPB
2012-12-12 20:00Jim Hamilton's World of Securities Regulation - Former SEC Commissioners Urge US Supreme Court to Apply Bright Line Limitations Period to SEC Enforcement Action
2012-12-11 11:00Jim Hamilton's World of Securities Regulation - 2 new articles
2012-12-09 16:30Jim Hamilton's World of Securities Regulation - EU Council and Parliament Reach Agreement on Legislation to Enhance Regulation of Credit Rating Agencies, Including Mandatory Rotation
2012-12-09 16:00Jim Hamilton's World of Securities Regulation - 3 new articles
2012-12-07 14:00Jim Hamilton's World of Securities Regulation - Squire Sanders Releases Interactive Flowchart for Conflict Minerals Compliance
2012-12-07 08:00Jim Hamilton's World of Securities Regulation - Rep. Waters Elected Ranking Member on Financial Services Committee for 113th Congress, Vows to Defend Dodd-Frank and Reform GSEs
2012-12-06 08:00Jim Hamilton's World of Securities Regulation - PCAOB Chair Examines Audit Committee Role and Economic Analysis in Audit Standard Setting
2012-12-06 07:30Jim Hamilton's World of Securities Regulation - Treasury Responds to Grassley-Kirk Letter on LIBOR Concerns
2012-12-05 13:30Jim Hamilton's World of Securities Regulation - House Legislation Would Prohibit Foreign Governments from Imposing Financial Transactions Tax on US Securities and Derivatives Transactions
2012-12-04 19:30Jim Hamilton's World of Securities Regulation - In Letter to SEC Chair Schapiro, House Oversight Chair Asks that Regulations Implementing JOBS Act Ending of Reg. D Ban on General Solicitation Be Finalized by Dec. 14
2012-12-04 12:30Jim Hamilton's World of Securities Regulation - FINRA Rule 5123 Takes Effect to Enhance Oversight of Private Placements
2012-12-03 16:00Jim Hamilton's World of Securities Regulation - Award-Winning Legal Research Blog Highlights Wolters Kluwer Daily Reporting Suite
2012-12-01 12:00Jim Hamilton's World of Securities Regulation - Election Results Signal Strong Possibility of Dodd-Frank Corrections Legislation, Not Repeal

 

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