Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for September, 2014

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2014-09-30 11:00		Jim Hamilton's World of Securities Regulation - New Mexico Proposes Crowdfunding Exemption
2014-09-28 21:30		Jim Hamilton's World of Securities Regulation - Barnier Says Fight for Regulatory Convergence Must Continue with New E.U. Commission
2014-09-26 22:30		Jim Hamilton's World of Securities Regulation - Industry Working Group Calls for SEC to Reform Proxy Voting System
2014-09-25 21:00		Jim Hamilton's World of Securities Regulation - Commissioner Giancarlo Criticizes CFTC Cross-Border Guidance, Calls for ÔǣReset"
2014-09-24 15:30		Jim Hamilton's World of Securities Regulation - 2 new articles
2014-09-23 11:00		Jim Hamilton's World of Securities Regulation - Virginia Proposes Adding Prefatory Language to BD Unethical Rule to Avoid Federal Preemption
2014-09-21 02:00		Jim Hamilton's World of Securities Regulation - House Passes Consolidated Package of Securities and Regulatory Reform Measures
2014-09-19 11:00		Jim Hamilton's World of Securities Regulation - Commissioner Gallagher Questions Opaque Fixed Income Markets, Outdated Equity Market Structure
2014-09-18 01:00		Jim Hamilton's World of Securities Regulation - U.K. Parliamentary Committee Questions Conventional Premises on High Frequency Trading
2014-09-17 23:00		Jim Hamilton's World of Securities Regulation - SEC and SBA Join Forces to Teach Entrepreneurs About JOBS Act
2014-09-16 23:00		Jim Hamilton's World of Securities Regulation - Swap Execution Facility Launches First Bitcoin Swaps
2014-09-15 22:00		Jim Hamilton's World of Securities Regulation - Center for Audit Quality Actively Embraces SEC Disclosure Initiative
2014-09-15 21:30		Jim Hamilton's World of Securities Regulation - Shareholders Have Right to Open McGraw-Hill's Books to Investigate Ratings Violations
2014-09-13 16:30		Jim Hamilton's World of Securities Regulation - New Financial Services and Stability Czar Established for E.U.
2014-09-12 18:30		Jim Hamilton's World of Securities Regulation - New NASAA Working Group Aims to Improve BD Fee Disclosures
2014-09-11 17:00		Jim Hamilton's World of Securities Regulation - Rep. Hensarling Worries Anew About Financial Regulations
2014-09-10 23:00		Jim Hamilton's World of Securities Regulation - House Members Urge New Approach to CLOs and Risk Retention Regulations
2014-09-10 18:30		Jim Hamilton's World of Securities Regulation - PCAOB Alerts Auditors to Standards on Testing Revenue
2014-09-09 20:30		Jim Hamilton's World of Securities Regulation - SEC Decision Not to Appeal Stanford Ponzi Case Shines Spotlight on Finality of Three-Judge Panel Rulings
2014-09-08 21:30		Jim Hamilton's World of Securities Regulation - 2 new articles
2014-09-05 17:30		Jim Hamilton's World of Securities Regulation - Sneak Peak at Securities Cases to Be Heard by Supreme Court
2014-09-04 16:30		Jim Hamilton's World of Securities Regulation - Crowdfunding Advocate Urges SEC to Make Private Placement Investments More Widely Available
2014-09-03 20:00		Jim Hamilton's World of Securities Regulation - House Members Urge New Approach to CLOs and Risk Retention Regulations
2014-09-03 15:00		Jim Hamilton's World of Securities Regulation - CFTC Says It Properly Approved CME Rule in Swap Reporting Dispute
2014-09-02 14:00		Jim Hamilton's World of Securities Regulation - Dissenting Commissioners Decry Changes to New Credit Rating Agency Rules
2014-09-01 14:30		Jim Hamilton's World of Securities Regulation - Legacy of Commissioner Barnier Will Be Historic and Harmonized Financial Regulatory Reform

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