Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for October, 2014

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2014-10-31 22:00		Jim Hamilton's World of Securities Regulation - E.U. Parliament Approves New Commission, with Lord Hill as Financial Services Commissioner
2014-10-31 08:30		Jim Hamilton's World of Securities Regulation - 2 new articles
2014-10-29 13:30		Jim Hamilton's World of Securities Regulation - Assistant AG Lauds Cybersecurity Planning, Cooperation
2014-10-28 17:30		Jim Hamilton's World of Securities Regulation - Entire Fairness Review Not Triggered Where Investment Firm Was Not Controlling Stockholder
2014-10-27 12:30		Jim Hamilton's World of Securities Regulation - 3 new articles
2014-10-24 13:30		Jim Hamilton's World of Securities Regulation - SIFMA May Challenge Exchange Fees
2014-10-23 16:30		Jim Hamilton's World of Securities Regulation - LIBOR Administrator Proposes Reforms to Calculation of Benchmark
2014-10-21 20:00		Jim Hamilton's World of Securities Regulation - CFTC Global Roundtable Examines Clearing for Non-Deliverable Forwards
2014-10-21 19:30		Jim Hamilton's World of Securities Regulation - E.U. Set to Resume Work on Money Market Fund Legislation
2014-10-21 09:30		Jim Hamilton's World of Securities Regulation - Parliamentary Panel Approves Lord Hill as E.U. Financial Services Commissioner
2014-10-19 16:00		Jim Hamilton's World of Securities Regulation - PCAOB Panel Discusses Valuations of Financial Assets
2014-10-18 16:30		Jim Hamilton's World of Securities Regulation - Chairman Massad Addresses the CFTC's Most Pressing Issues
2014-10-16 15:30		Jim Hamilton's World of Securities Regulation - Maryland Adopts Intrastate Small Business Exemption
2014-10-15 06:30		Jim Hamilton's World of Securities Regulation - SIFMA Tells Fed to Give Banks More Time to Conform Funds
2014-10-13 16:00		Jim Hamilton's World of Securities Regulation - 2 new articles
2014-10-11 17:30		Jim Hamilton's World of Securities Regulation - Germany Remains Strong for Financial Transaction Tax
2014-10-10 19:30		Jim Hamilton's World of Securities Regulation - Four Senators Urge SEC to Quickly Finalize General Solicitation Investor Protection Rules
2014-10-10 18:30		Jim Hamilton's World of Securities Regulation - Investor Advisory Committee Offers Recommendations on Accredited Investor Definition and Proxy Vote Disclosure
2014-10-09 09:00		Jim Hamilton's World of Securities Regulation - CFTC's Global Markets Panel to Discuss Bitcoin and Swaps Clearing
2014-10-07 21:30		Jim Hamilton's World of Securities Regulation - Senators Ask CFTC to Scrutinize FBOT Approvals on Aluminum Futures
2014-10-06 12:00		Jim Hamilton's World of Securities Regulation - International Cooperation Essential to Effective Enforcement, White says
2014-10-04 22:00		Jim Hamilton's World of Securities Regulation - E.U. Financial Services Commissioner-Designate Grilled by Parliamentary Panel
2014-10-03 09:30		Jim Hamilton's World of Securities Regulation - Piwowar Says More Analysis nNeeded on Uniform Fiduciary Standard for Investment Advisers and Broker-Dealers
2014-10-01 14:30		Jim Hamilton's World of Securities Regulation - Four Senators Urge SEC to Quickly Finalize General Solicitation Investor Protection Rules

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