Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for December, 2014

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2014-12-31 15:30		Jim Hamilton's World of Securities Regulation - SEC Leverages XBRL to Facilitate Investor Research
2014-12-30 15:30		Jim Hamilton's World of Securities Regulation - Mortgage-Backed Securities Trust Certificates Were Exempt from Trust Indenture Act
2014-12-29 20:00		Jim Hamilton's World of Securities Regulation - Staff Issues Guidance on Key Employee Trusts Under the Family Office Rule
2014-12-26 12:00		Jim Hamilton's World of Securities Regulation - TRIA Bill with Derivatives End User Relief Fails to Pass Senate at end of 113th Congress
2014-12-23 02:30		Jim Hamilton's World of Securities Regulation - 113th Congress and Regulatory Reform Heralds Regulatory Reform in the 114th Congress
2014-12-22 15:00		Jim Hamilton's World of Securities Regulation - Revlon and the 'Unusual' Oil and Gas Deal that May Yet Thrive as Equally 'Unusual' Injunction Dies
2014-12-20 20:00		Jim Hamilton's World of Securities Regulation - 113th Congress: House-Passed JOBS Act Corrections and Job Creation Bills Not Taken up by Senate
2014-12-19 19:30		Jim Hamilton's World of Securities Regulation - 113th Congress: Many House-Passed Dodd-Frank Corrections Bills Were Never Taken Up by the Senate
2014-12-18 20:30		Jim Hamilton's World of Securities Regulation - Life Settlement Promoters' Pre-Sale Efforts Satisfied Howey, NASAA Argues
2014-12-17 17:00		Jim Hamilton's World of Securities Regulation - Yale Prof Defends Harvard Activist Clinic against Gallagher Paper
2014-12-16 15:30		Jim Hamilton's World of Securities Regulation - Staff Grants Relief to Combat Advisers' Reluctance to Provide Documents to CFP Board
2014-12-15 16:30		Jim Hamilton's World of Securities Regulation - SEC Asks for Chevron Deference to Whistleblower Rule
2014-12-14 16:30		Jim Hamilton's World of Securities Regulation - Senate Clears Legislation for President Easing Capital Formation for Community Banks
2014-12-12 16:00		Jim Hamilton's World of Securities Regulation - Commissioner Gallagher Offers Blueprint for Challenging Harvard's Destaggered Board Proposals
2014-12-11 18:30		Jim Hamilton's World of Securities Regulation - FOREX Fine Will Go for Health Care as U.K. FCA Rebuilds Financial Services Culture.
2014-12-11 13:00		Jim Hamilton's World of Securities Regulation - Former Corp Fin Director Offers Views on MD&A
2014-12-10 10:00		Jim Hamilton's World of Securities Regulation - Regulators Still Haunted by Risk Concentration
2014-12-09 11:00		Jim Hamilton's World of Securities Regulation - PCAOB Chair Says Stronger Audits Will Enhance Capital Formation
2014-12-06 17:30		Jim Hamilton's World of Securities Regulation - 2 new articles
2014-12-06 11:00		Jim Hamilton's World of Securities Regulation - Virginia Adds Prefatory Language to BD Unethical Rule to Avoid Federal Preemption
2014-12-04 11:30		Jim Hamilton's World of Securities Regulation - Supreme Court Seems Leaning to Require Notice and Comment for Federal Agency Interpretations
2014-12-03 19:00		Jim Hamilton's World of Securities Regulation - SEC Grants Bank of America Waiver from “Bad Actor” Disqualification
2014-12-02 18:30		Jim Hamilton's World of Securities Regulation - Stein Calls for Enhanced Transparency in Municipal and Private Equity Markets

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