Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for February, 2016

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2016-02-29 08:30		Jim Hamilton's World of Securities Regulation - One Out of Three FINRA Arbitration Awards Go Unpaid, PIABA Report Says
2016-02-26 18:00		Jim Hamilton's World of Securities Regulation - Bickering Over Position Limits Report Dominates CFTC Advisory Panel
2016-02-25 13:00		Jim Hamilton's World of Securities Regulation - FSC Subcommittee Hears Pros and Cons of Risk Retention Relief Bills
2016-02-24 12:00		Jim Hamilton's World of Securities Regulation - Court Rules Bitcoin Is Property, Not Currency
2016-02-23 10:30		Jim Hamilton's World of Securities Regulation - SEC's Investor Advocate Warns of Downward Drift in Exchange Listing Rules
2016-02-22 11:30		Jim Hamilton's World of Securities Regulation - Vermont Proposes Comprehensive Set of Securities Rules
2016-02-19 15:30		Jim Hamilton's World of Securities Regulation - SEC and FDIC Propose Rules for Orderly Liquidation of Large Broker-Dealers
2016-02-18 08:30		Jim Hamilton's World of Securities Regulation - Suit Alleging Spoofing of Treasury Futures Dismissed, Must Be Arbitrated
2016-02-17 14:00		Jim Hamilton's World of Securities Regulation - SEC Releases FY 2015 Enforcement Data
2016-02-16 12:00		Jim Hamilton's World of Securities Regulation - Better Markets Urges CFTC to Rein in Big Swaps Dealers
2016-02-12 08:30		Jim Hamilton's World of Securities Regulation - Corporate Governance Panelists Discuss Directors' Responsibilities
2016-02-11 11:30		Jim Hamilton's World of Securities Regulation - Raymond Lucia Fires Opening Salvo in ALJ Court Challenge, Aided by Mark Cuban
2016-02-10 10:00		Jim Hamilton's World of Securities Regulation - SEC's Priorities Have Changed Since Climate Change Disclosure Guidance
2016-02-09 11:00		Jim Hamilton's World of Securities Regulation - SEC Stands Up for Whistleblower Rule in Anti-Retaliation Appeal
2016-02-08 08:30		Jim Hamilton's World of Securities Regulation - Bebo Asks Justices to Take Case on SEC In-House Courts
2016-02-05 16:30		Jim Hamilton's World of Securities Regulation - SEC Should Require Gender Pay Discrepancy Disclosure, Adviser Says
2016-02-04 08:30		Jim Hamilton's World of Securities Regulation - SEC Study: NYSE Trading Suspension Resulted in Migration to Other Exchanges
2016-02-03 11:00		Jim Hamilton's World of Securities Regulation - House Passes Bill to Expand Accredited Investor Definition
2016-02-02 12:00		Jim Hamilton's World of Securities Regulation - Order of No Restitution in Commodities Fraud Was Within Court's Discretion
2016-02-01 16:30		Jim Hamilton's World of Securities Regulation - Wolters Kluwer News: Publication Opportunity for Current Law Students
2016-02-01 10:00		Jim Hamilton's World of Securities Regulation - Decentralization, Transparency Should Dictate Whether a Cryptocurrency Is a Security, Group Says

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