Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for March, 2016

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2016-03-31 09:30		Jim Hamilton's World of Securities Regulation - CFTC Commissioner Urges a Regulatory 'Do No Harm' Approach to Blockchain Technology
2016-03-30 11:30		Jim Hamilton's World of Securities Regulation - ICI Advocates Tweaks to SEC's Fund Derivatives Use Proposal
2016-03-29 10:00		Jim Hamilton's World of Securities Regulation - Court Won't Hear Dispute Over Constitutionality of SEC's Administrative Law Judges
2016-03-28 08:30		Jim Hamilton's World of Securities Regulation - Broker to Pay Fine Over Research Report in SEC's First Action Under 5(b)
2016-03-25 17:00		Jim Hamilton's World of Securities Regulation - DOJ Says Iran-Based Individuals Launched Cyber Attacks on U.S. Financial Sector
2016-03-24 13:00		Jim Hamilton's World of Securities Regulation - Senate Dems Lean on CFTC to Finish Rules on Position Limits
2016-03-23 11:30		Jim Hamilton's World of Securities Regulation - SEC Financial Reporting Manual Updated
2016-03-22 10:30		Jim Hamilton's World of Securities Regulation - SEC Opposes Cert in More ALJ Constitutional Litigation; Bebo Files Supplemental Brief
2016-03-21 10:00		Jim Hamilton's World of Securities Regulation - Senators Introduce Bill to Rein In Activist Hedge Funds
2016-03-18 17:30		Jim Hamilton's World of Securities Regulation - Futures Industry, Watchdog Groups Weigh In on Reg AT
2016-03-17 14:00		Jim Hamilton's World of Securities Regulation - Overstock Moves Forward with Blockchain Public Offering
2016-03-16 10:30		Jim Hamilton's World of Securities Regulation - SEC Brings First Charges Under Dodd-Frank Municipal Advisor Fiduciary Duty Provision
2016-03-15 10:30		Jim Hamilton's World of Securities Regulation - SEC Approves PCAOB's Budget in a Split Vote
2016-03-14 13:00		Jim Hamilton's World of Securities Regulation - By Nixing Fiduciary Duties, LP Agreement Tied Investors' Hands
2016-03-11 19:30		Jim Hamilton's World of Securities Regulation - CFTC Fines FCM $1 Million for Persistent Position Report Errors
2016-03-10 11:00		Jim Hamilton's World of Securities Regulation - Chamber of Commerce Opposes PCAOB's Rule to Disclose Audit Engagement Partners
2016-03-09 13:00		Jim Hamilton's World of Securities Regulation - FINRA Seeks Comments on Shortening Settlement Cycle
2016-03-08 13:30		Jim Hamilton's World of Securities Regulation - Wyoming Adopts New Securities Act
2016-03-07 14:00		Jim Hamilton's World of Securities Regulation - CEO's Bio Neglected to Mention Ties to 'Wolf of Wall Street'
2016-03-04 08:30		Jim Hamilton's World of Securities Regulation - Cyber Threats, Bond Market Liquidity Top IOSCO's 2016 Market Risk Outlook
2016-03-03 11:30		Jim Hamilton's World of Securities Regulation - Plaintiff's Omitted Jury Instruction Misstated the Law
2016-03-02 12:00		Jim Hamilton's World of Securities Regulation - GE Unsuccessful in Effort to Omit Shareholder Proposal on Performance-Based Pay
2016-03-01 12:30		Jim Hamilton's World of Securities Regulation - Court Denied Petitions on Definition of Customer, Application of Safe Harbor

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