Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for September, 2016

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2016-09-30 16:00		Jim Hamilton's World of Securities Regulation - Interest rate swap clearing requirement expanded
2016-09-29 10:00		Jim Hamilton's World of Securities Regulation - Court reverses judgment for SEC on disclosure, accounting fraud claims
2016-09-28 10:00		Jim Hamilton's World of Securities Regulation - NASAA requests clarifications to SEC's continuity plan proposal
2016-09-27 12:30		Jim Hamilton's World of Securities Regulation - Circuit split could put equitable tolling back on High Court's agenda
2016-09-26 08:30		Jim Hamilton's World of Securities Regulation - ICI, SIFMA oppose bulk of FSB response to asset management 'threats'
2016-09-23 08:30		Jim Hamilton's World of Securities Regulation - Governance pros testify on shareholder proposals, disclosure
2016-09-22 08:30		Jim Hamilton's World of Securities Regulation - Office of the Chief Accountant personnel offer updates at AICPA banking conference
2016-09-21 08:30		Jim Hamilton's World of Securities Regulation - MSRB touts core Dodd-Frank adviser reforms in letter to Congress
2016-09-20 08:30		Jim Hamilton's World of Securities Regulation - Standardize derivatives infrastructure and leverage tech, ISDA urges
2016-09-19 08:30		Jim Hamilton's World of Securities Regulation - Banking group to SEC: Don't defer to FASB
2016-09-16 09:00		Jim Hamilton's World of Securities Regulation - Massad recommends one-year delay in drop of swap dealer de minimis threshold
2016-09-15 10:00		Jim Hamilton's World of Securities Regulation - Enforcement report provides stats on actions and penalties, most common failures
2016-09-14 07:00		Jim Hamilton's World of Securities Regulation - Chamber's CCMC outlines to-do list for next administration
2016-09-13 08:00		Jim Hamilton's World of Securities Regulation - Tilton renews attack on SEC's administrative courts
2016-09-12 08:30		Jim Hamilton's World of Securities Regulation - SEC seeks comment on DTC's plan to impose global locks and deposit chills
2016-09-09 15:00		Jim Hamilton's World of Securities Regulation - AIG's former chairman Greenberg challenges New York's Martin Act in cert petition
2016-09-08 10:00		Jim Hamilton's World of Securities Regulation - New York City's Bar recommends disclosure improvements under Reg. S-K
2016-09-07 13:00		Jim Hamilton's World of Securities Regulation - Court finds SLUSA divested state court of jurisdiction over federal claims
2016-09-06 10:00		Jim Hamilton's World of Securities Regulation - CII and CAQ support applying SOX Section 404 to some smaller reporting companies
2016-09-02 10:30		Jim Hamilton's World of Securities Regulation - Giancarlo blasts CFTC for not delaying start of uncleared swap margin requirements
2016-09-01 11:00		Jim Hamilton's World of Securities Regulation - SEC staff comments on latest non-GAAP C&DIs spotlight 'prominence'

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