Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for December, 2016

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2016-12-30 11:30		Jim Hamilton's World of Securities Regulation - Tenth Circuit splits, determines SEC ALJs are unconstitutionally appointed 'inferior officers'
2016-12-29 11:30		Jim Hamilton's World of Securities Regulation - AES must include shareholder proposal to modify proxy access bylaw
2016-12-28 09:30		Jim Hamilton's World of Securities Regulation - Court did not "like" Facebook's argument about common damages
2016-12-27 08:30		Jim Hamilton's World of Securities Regulation - Theory, evidence drive post-trial DRW briefs
2016-12-23 11:30		Jim Hamilton's World of Securities Regulation - El Paso merger extinguishes standing, $171M award reversed
2016-12-22 10:30		Jim Hamilton's World of Securities Regulation - Trump's win expected to bring significant legal and regulatory changes
2016-12-21 08:30		Jim Hamilton's World of Securities Regulation - ALJ regime challenge properly tossed for lack of jurisdiction
2016-12-20 08:30		Jim Hamilton's World of Securities Regulation - IOSCO urges companies not to underestimate impact of three new IFRS
2016-12-19 08:30		Jim Hamilton's World of Securities Regulation - Senators strongly criticize CFTC inaction on its excessive speculation rule
2016-12-16 08:30		Jim Hamilton's World of Securities Regulation - Allegations in complaint led to an inference of, at worst, laziness
2016-12-15 08:30		Jim Hamilton's World of Securities Regulation - Claim that sandwich shop equity interests were securities is toast
2016-12-14 08:00		Jim Hamilton's World of Securities Regulation - State Street pays for hidden markups to foreign currency exchange trades
2016-12-13 09:30		Jim Hamilton's World of Securities Regulation - PCAOB officials provide inspections, enforcement updates
2016-12-12 08:30		Jim Hamilton's World of Securities Regulation - Companies can omit climate change shareholder proposal
2016-12-09 21:00		Jim Hamilton's World of Securities Regulation - NASAA proposes testing Regulation A Tier 1 waters
2016-12-08 12:30		Jim Hamilton's World of Securities Regulation - Advisory committee considers tweaks to board diversity disclosure recommendation
2016-12-07 10:00		Jim Hamilton's World of Securities Regulation - House passes package of capital formation bills
2016-12-06 08:30		Jim Hamilton's World of Securities Regulation - United Airlines pays $2.4 million for easing a public official's travel woes
2016-12-05 10:00		Jim Hamilton's World of Securities Regulation - Plaintiff with axe to grind not suitable to be lead
2016-12-02 14:30		Jim Hamilton's World of Securities Regulation - NASAA defends extraterritorial application of Kansas Blue Sky law
2016-12-01 11:00		Jim Hamilton's World of Securities Regulation - Petition asks if contracts can be false statements under the SOX anti-shredding provision

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