Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for January, 2017

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2017-01-31 10:00		Jim Hamilton's World of Securities Regulation - Pfizer's advertising is ordinary business, not political activity
2017-01-30 08:00		Jim Hamilton's World of Securities Regulation - Open-end funds may invest in closed-end funds regardless of relationship
2017-01-27 08:00		Jim Hamilton's World of Securities Regulation - Piwowar designated acting chairman
2017-01-26 08:00		Jim Hamilton's World of Securities Regulation - FIA calls for comprehensive review of financial reform regulation
2017-01-25 08:00		Jim Hamilton's World of Securities Regulation - Divided appellate panel: nondisclosure of bank fees claim preempted by SLUSA
2017-01-24 08:00		Jim Hamilton's World of Securities Regulation - Panelists discuss new accounting standards at PLI's European securities regulation program
2017-01-23 08:00		Jim Hamilton's World of Securities Regulation - Shareholder suit focuses on Time Warner's Non-GAAP merger metrics
2017-01-20 11:00		Jim Hamilton's World of Securities Regulation - Mattel fends off suit over $11.5M severance
2017-01-19 09:30		Jim Hamilton's World of Securities Regulation - Court OK's end-run around Trust Indenture Act protections
2017-01-18 08:00		Jim Hamilton's World of Securities Regulation - Petition urges 'look through' of motions to vacate arbitration awards for jurisdiction
2017-01-17 08:00		Jim Hamilton's World of Securities Regulation - CFTC swap data proposals align with Congress's FAST Act
2017-01-16 08:00		Jim Hamilton's World of Securities Regulation - Dr. King's legacy must be remembered
2017-01-13 08:00		Jim Hamilton's World of Securities Regulation - OCIE announces examination priorities for 2017
2017-01-12 10:30		Jim Hamilton's World of Securities Regulation - 'HALOS' capital bill sails through House
2017-01-11 09:30		Jim Hamilton's World of Securities Regulation - Outgoing CFTC chief warns against dismantling global market reforms
2017-01-10 11:00		Jim Hamilton's World of Securities Regulation - Davis Polk, National Association of Corporate Directors voice objections to universal proxy proposal
2017-01-09 08:00		Jim Hamilton's World of Securities Regulation - FINRA provides industry with guidance for 2017
2017-01-06 09:00		Jim Hamilton's World of Securities Regulation - Chair White expresses support for continued efforts toward global accounting standards
2017-01-05 10:30		Jim Hamilton's World of Securities Regulation - 2 new articles
2017-01-04 08:30		Jim Hamilton's World of Securities Regulation - DOL updates guidance for ERISA plan fiduciaries
2017-01-03 12:30		Jim Hamilton's World of Securities Regulation - Court determines investors' 'scheme liability' claims against Medtronic satisfy statute of limitations

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