Click a link below to view the mailing archive as if it had been sent to you. . 2017-02-28 08:00 Jim Hamilton's World of Securities Regulation - Stein says SEC must stay abreast of market changes. 2017-02-27 08:00 Jim Hamilton's World of Securities ...
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Jim Hamiltons World of Securities Regulation Archive for February, 2017

Click a link below to view the mailing archive as if it had been sent to you.

2017-02-28 08:00Jim Hamilton's World of Securities Regulation - Stein says SEC must stay abreast of market changes
2017-02-27 08:00Jim Hamilton's World of Securities Regulation - SEC issues statement on relief from pre-Dodd-Frank collateral bars
2017-02-24 10:30Jim Hamilton's World of Securities Regulation - Minerals review comments start to flow, disagreement on costs
2017-02-23 10:30Jim Hamilton's World of Securities Regulation - Some proxy access proposals meet with success, while others fail
2017-02-22 10:00Jim Hamilton's World of Securities Regulation - Supremes won't hear petition on 'same price' test to rebut reliance presumption
2017-02-21 08:00Jim Hamilton's World of Securities Regulation - Promissory notes with repayment option were not securities
2017-02-17 10:00Jim Hamilton's World of Securities Regulation - SEC advisory committee ponders why companies are staying private
2017-02-16 09:30Jim Hamilton's World of Securities Regulation - Dissolution and sanctions appropriate for feuding co-owners
2017-02-15 10:00Jim Hamilton's World of Securities Regulation - Focus on governance, enforcement to rebuild faith in institutions, says CFTC's Bowen
2017-02-14 10:30Jim Hamilton's World of Securities Regulation - SEC extends expiration date for interim final swaps rules
2017-02-13 08:00Jim Hamilton's World of Securities Regulation - House reintroduces bill to increase ETF research availability
2017-02-10 12:00Jim Hamilton's World of Securities Regulation - Korean futures trades were outside U.S. jurisdiction per Morrison
2017-02-09 08:00Jim Hamilton's World of Securities Regulation - ESMA chair seeks no-action letter powers, overhaul of third country supervision
2017-02-08 08:00Jim Hamilton's World of Securities Regulation - New York courts should evaluate 'best interests of the corporation' in settlements
2017-02-07 10:00Jim Hamilton's World of Securities Regulation - Lululemon board successfully defends appeal over founder's trading
2017-02-06 08:00Jim Hamilton's World of Securities Regulation - CFTC fines RBS $85 million for attempted manipulation of ISDAFIX benchmark
2017-02-03 10:30Jim Hamilton's World of Securities Regulation - Vermont continues federal regulation crowdfunding trend
2017-02-02 08:00Jim Hamilton's World of Securities Regulation - SEC seeks comment on conflict minerals rule guidance
2017-02-01 09:30Jim Hamilton's World of Securities Regulation - Sen. Baldwin, Rep. Cummings re-introduce regulator conflict of interest bills

 

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