Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for April, 2017

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2017-04-28 09:30		Jim Hamilton's World of Securities Regulation - GAO submits annual report on conflict minerals to Congress
2017-04-27 11:30		Jim Hamilton's World of Securities Regulation - Right choice-wrong choice: House FSC eyes Dodd-Frank corrections version 2.0
2017-04-26 08:00		Jim Hamilton's World of Securities Regulation - Complaint seeks to enjoin vote on amending Intel incentive plan
2017-04-25 08:00		Jim Hamilton's World of Securities Regulation - High court declines petition on jurisdiction to hear challenges to FINRA disciplinary actions
2017-04-24 08:00		Jim Hamilton's World of Securities Regulation - DOJ remains interested in prosecuting white collar crime
2017-04-22 01:30		Jim Hamilton's World of Securities Regulation - Theranos shareholders' blue sky claims partially pass the test
2017-04-21 08:00		Jim Hamilton's World of Securities Regulation - Theranos shareholders' blue sky claims partially pass the test
2017-04-20 13:00		Jim Hamilton's World of Securities Regulation - SIFMA criticizes DOL fiduciary rule, urges delay and further review
2017-04-20 08:00		Jim Hamilton's World of Securities Regulation - SIFMA criticizes DOL fiduciary rule, urges delay and further review
2017-04-19 08:00		Jim Hamilton's World of Securities Regulation - ALJ dismisses case against Charles Hill
2017-04-18 10:00		Jim Hamilton's World of Securities Regulation - NABL says costs of muni disclosure rules would vastly exceed SEC estimates
2017-04-17 08:00		Jim Hamilton's World of Securities Regulation - Wal-Mart may not omit shareholder proposal seeking director with environmental expertise
2017-04-14 08:00		Jim Hamilton's World of Securities Regulation - FINRA seeks feedback on proposed changes to capital-raising rules
2017-04-13 12:00		Jim Hamilton's World of Securities Regulation - Strengthen EU supervisory convergence to prevent race to the bottom, urges ESMA's Maijoor
2017-04-12 10:00		Jim Hamilton's World of Securities Regulation - Lucia brief hits back at SEC over ALJ regime
2017-04-11 09:30		Jim Hamilton's World of Securities Regulation - Company disclosed serious adverse events, not required to disclose superficial ones
2017-04-10 08:00		Jim Hamilton's World of Securities Regulation - Proposal to prevent management from seeing executive pay vote tallies gets green light
2017-04-07 14:00		Jim Hamilton's World of Securities Regulation - New crowdfunding C&DIs clarify related party disclosures, ongoing reports
2017-04-06 11:00		Jim Hamilton's World of Securities Regulation - Senators urge SEC to issue new resource extraction issuers rule
2017-04-05 10:00		Jim Hamilton's World of Securities Regulation - SEC upholds ALJ's Bennett decision, declines to apply Bandimere
2017-04-04 10:00		Jim Hamilton's World of Securities Regulation - Saba stockholders' uninformed, coerced vote didn't cleanse Vector merger
2017-04-03 11:30		Jim Hamilton's World of Securities Regulation - Delaware “virtual office” insufficient for registration exemption; injunction, penny stock bar approved

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