Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for May, 2017

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2017-05-31 10:30		Jim Hamilton's World of Securities Regulation - PetSmart appraises at merger price
2017-05-30 08:00		Jim Hamilton's World of Securities Regulation - Advisory group discusses enforcement efforts, reporting and quality control findings
2017-05-26 11:00		Jim Hamilton's World of Securities Regulation - Acting SG urges justices to hear SLUSA case, provide uniformity
2017-05-25 11:30		Jim Hamilton's World of Securities Regulation - American Pipe tolls statute of limitations for class actions too
2017-05-24 11:00		Jim Hamilton's World of Securities Regulation - In light of Bandimere, SEC stays proceedings subject to Tenth Circuit review
2017-05-23 10:30		Jim Hamilton's World of Securities Regulation - Town supervisor convicted in muni bonds fraud case
2017-05-22 08:00		Jim Hamilton's World of Securities Regulation - CII tells Speaker Ryan of CHOICE Act worries
2017-05-19 10:30		Jim Hamilton's World of Securities Regulation - Comments received on proposed swap dealer and major swap participant capital rules reflect diverse views
2017-05-18 11:30		Jim Hamilton's World of Securities Regulation - Staff grants no-action relief for Yahoo's pricing formula in Dutch auction tender offer
2017-05-17 11:00		Jim Hamilton's World of Securities Regulation - Class certified in action over how funds were marketed
2017-05-16 08:00		Jim Hamilton's World of Securities Regulation - RetailMeNot tender offer: an in-progress case study in post-Trulia practice
2017-05-15 10:30		Jim Hamilton's World of Securities Regulation - Experts express skepticism over proposals for deregulation
2017-05-12 10:00		Jim Hamilton's World of Securities Regulation - Experts examine dynamics of downward trend in U.S. IPOs
2017-05-11 10:30		Jim Hamilton's World of Securities Regulation - SEC advisory committee talks small offerings, tick sizes
2017-05-10 11:30		Jim Hamilton's World of Securities Regulation - Deloitte urges SEC to clarify auditor's role with respect to inline XBRL data
2017-05-09 08:00		Jim Hamilton's World of Securities Regulation - Apple conflict minerals report among first bellwether documents after new guidance
2017-05-08 08:00		Jim Hamilton's World of Securities Regulation - SEC releases quarterly stats on private funds
2017-05-05 11:00		Jim Hamilton's World of Securities Regulation - SEC accounting chief concerned over calls to delay new credit losses standard
2017-05-04 08:00		Jim Hamilton's World of Securities Regulation - Securities experts explore 2017 SEC enforcement trends at Garrett Institute
2017-05-03 08:00		Jim Hamilton's World of Securities Regulation - Commenters weigh in on CFTC's revised Regulation AT proposal
2017-05-02 08:00		Jim Hamilton's World of Securities Regulation - Wyoming proposes investment adviser rules
2017-05-01 11:00		Jim Hamilton's World of Securities Regulation - Commission to review disapproval of Bats bitcoin rule change

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