Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for June, 2017

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2017-06-30 11:00		Jim Hamilton's World of Securities Regulation - WLF amicus brief urges high court to reverse Leidos on Item 303
2017-06-29 13:00		Jim Hamilton's World of Securities Regulation - FSB explores FinTech financial stability implications, regulatory challenges
2017-06-28 10:30		Jim Hamilton's World of Securities Regulation - House Financial Services Committee examines market data issues, conflicts of interest
2017-06-27 09:00		Jim Hamilton's World of Securities Regulation - On final day, high court decides statute of repose issue, will hear whistleblower case
2017-06-26 08:00		Jim Hamilton's World of Securities Regulation - White paper examines disclosure rollbacks, virtual currencies and other securities filings hot topics
2017-06-23 10:00		Jim Hamilton's World of Securities Regulation - IAC mulls capital formation, decline in number of IPOs
2017-06-22 10:30		Jim Hamilton's World of Securities Regulation - Staff grants relief to permit interim sub-advisory agreement to continue without shareholder approval
2017-06-21 11:30		Jim Hamilton's World of Securities Regulation - CFTC Inspector General says not enough cost-benefit analysis on uncleared swaps margin rule
2017-06-20 11:30		Jim Hamilton's World of Securities Regulation - SEC agrees $45M Tilton disgorgement now untimely in light of recent Supreme Court ruling
2017-06-19 08:00		Jim Hamilton's World of Securities Regulation - NASAA report scrutinizes senior practices and procedures
2017-06-16 11:30		Jim Hamilton's World of Securities Regulation - EC proposes pan-European approach to supervision of central counterparties
2017-06-15 11:00		Jim Hamilton's World of Securities Regulation - Emerging regtech issues explored at FIA gathering in Chicago
2017-06-14 10:30		Jim Hamilton's World of Securities Regulation - Treasury reports to president on financial 'core principles'
2017-06-13 17:30		Jim Hamilton's World of Securities Regulation - Bricker identifies areas in need of additional accounting research
2017-06-12 13:30		Jim Hamilton's World of Securities Regulation - SEC declines to issue interpretation regarding swap instrument that is being litigated
2017-06-09 08:30		Jim Hamilton's World of Securities Regulation - CFTC Acting Chairman Giancarlo looks to score an additional $31.5 million for 2018 budget
2017-06-08 11:30		Jim Hamilton's World of Securities Regulation - SEC will take extra time to mull Chicago Stock Exchange merger with Chinese entity
2017-06-07 12:00		Jim Hamilton's World of Securities Regulation - FIA warns European Commission not to require euro-denominated derivatives to be cleared in E.U.
2017-06-06 08:00		Jim Hamilton's World of Securities Regulation - MetLife contractor's pricing concerns didn't amount to protected reporting
2017-06-05 11:00		Jim Hamilton's World of Securities Regulation - SEC chairman calls for updated assessment of the fiduciary rule
2017-06-02 11:00		Jim Hamilton's World of Securities Regulation - No Corwin cleanse for structurally-coercive Charter shareholder vote
2017-06-01 11:00		Jim Hamilton's World of Securities Regulation - Congressman urges enhancements to SEC's board diversity rule

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