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| 2017-10-31 08:00 | | Jim Hamilton's World of Securities Regulation - Commissioner Piwowar addresses SEC's 'new path' at market structure conference |
| 2017-10-30 12:00 | | Jim Hamilton's World of Securities Regulation - SEC Enforcement co-director touts new retail investor, cybersecurity initiatives |
| 2017-10-27 08:00 | | Jim Hamilton's World of Securities Regulation - Adviser's fiduciary duty applies to annuity switches, NASAA contends |
| 2017-10-26 08:00 | | Jim Hamilton's World of Securities Regulation - FinTech opportunities and challenges mapped out at FIA Expo in Chicago |
| 2017-10-25 08:00 | | Jim Hamilton's World of Securities Regulation - Commission approves PCAOB's revised audit report standards, CAMs |
| 2017-10-24 08:00 | | Jim Hamilton's World of Securities Regulation - Industry, academics weigh in on ethics, diversity, future of Dodd-Frank |
| 2017-10-23 11:30 | | Jim Hamilton's World of Securities Regulation - Washington insiders say tax reform likely to pass, see 'rebalancing' of derivatives regulation |
| 2017-10-20 08:00 | | Jim Hamilton's World of Securities Regulation - Stock purchase scheme almost ensnares transfer agent |
| 2017-10-19 11:30 | | Jim Hamilton's World of Securities Regulation - Staff clarifies non-GAAP C&DIs on business combinations |
| 2017-10-18 08:00 | | Jim Hamilton's World of Securities Regulation - TICs are securities under North Carolina law, NASAA argues |
| 2017-10-17 08:00 | | Jim Hamilton's World of Securities Regulation - Justices asked to reject government petition in ALJ case |
| 2017-10-16 13:00 | | Jim Hamilton's World of Securities Regulation - CFTC chairman, EC VP agree to common approach on trading venue, margin requirement equivalence |
| 2017-10-13 10:30 | | Jim Hamilton's World of Securities Regulation - SEC committee considers promises and pitfalls of distributed ledger technologies |
| 2017-10-12 11:30 | | Jim Hamilton's World of Securities Regulation - IOSCO provides insight into non-traditional products offered by credit rating agencies |
| 2017-10-11 08:00 | | Jim Hamilton's World of Securities Regulation - REIT merger challenge dismissed again for lack of presuit demand |
| 2017-10-10 14:00 | | Jim Hamilton's World of Securities Regulation - Virginia proposes federal regulation crowdfunding, agent fee increases |
| 2017-10-09 17:00 | | Jim Hamilton's World of Securities Regulation - SEC roasts reggae coffee company schemer for $58 million |
| 2017-10-06 13:00 | | Jim Hamilton's World of Securities Regulation - International FCPA coordination is spiking, but so are potential pitfalls, PLI panelists report |
| 2017-10-05 12:00 | | Jim Hamilton's World of Securities Regulation - Commissioner Quintenz supports tech innovation, but critical of prior administration's regulatory initiatives |
| 2017-10-04 08:00 | | Jim Hamilton's World of Securities Regulation - Rulemaking petition on human capital management disclosure gains support |
| 2017-10-03 15:30 | | Jim Hamilton's World of Securities Regulation - High Court drops two SLUSA cases, but will hear another this term |
| 2017-10-02 08:00 | | Jim Hamilton's World of Securities Regulation - Government says Justice Gorsuch is one reason to prefer D.C. Circuit case to mull SEC's law judges |
