Click a link below to view the mailing archive as if it had been sent to you. . 2017-11-30 10:00 Jim Hamilton's World of Securities Regulation - Corporation Finance director provides clarification on Staff Legal Bulletin 14I. 2017-11-29 08:30 Jim ...
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Jim Hamiltons World of Securities Regulation Archive for November, 2017

Click a link below to view the mailing archive as if it had been sent to you.

2017-11-30 10:00Jim Hamilton's World of Securities Regulation - Corporation Finance director provides clarification on Staff Legal Bulletin 14I
2017-11-29 08:30Jim Hamilton's World of Securities Regulation - SCOTUS whistleblower debate focuses on plain language, Chevron deference
2017-11-28 11:00Jim Hamilton's World of Securities Regulation - IOSCO issues report on hedge fund statistics, trends
2017-11-27 10:00Jim Hamilton's World of Securities Regulation - Petition asks high court to curb SEC's dodging of statutes of limitations
2017-11-24 09:30Jim Hamilton's World of Securities Regulation - Kokesh fails to save adviser from disgorging ill-gotten gains
2017-11-22 12:00Jim Hamilton's World of Securities Regulation - Oregon's proposed crowdfunding amendments will enhance capital formation
2017-11-21 10:30Jim Hamilton's World of Securities Regulation - SCOTUS offered three competing interpretations of SLUSA jurisdiction
2017-11-20 08:00Jim Hamilton's World of Securities Regulation - House FSC approves Dodd-Frank repeals plus capital formation, Fed bills
2017-11-18 00:30Jim Hamilton's World of Securities Regulation - CFTC Commissioner Behnam reflects and inflects in Georgetown
2017-11-16 10:30Jim Hamilton's World of Securities Regulation - BakerHostetler hosts webinar on preparing for the 2018 proxy season
2017-11-15 10:30Jim Hamilton's World of Securities Regulation - ESMA joins chorus of warnings against ICOs
2017-11-14 08:00Jim Hamilton's World of Securities Regulation - Strong FCPA enforcement levels the playing field for honest companies, say SEC, DOJ officials
2017-11-13 10:30Jim Hamilton's World of Securities Regulation - Risk alert, roundtable offer guidance to municipal advisors
2017-11-10 09:30Jim Hamilton's World of Securities Regulation - SEC staff reminds registrants of availability of Rule 3-13 waivers
2017-11-09 08:00Jim Hamilton's World of Securities Regulation - House tax reform: a closer look at carried interest and RSUs
2017-11-08 08:00Jim Hamilton's World of Securities Regulation - What is the level of proof needed to invoke the Basic presumption of reliance?
2017-11-07 08:00Jim Hamilton's World of Securities Regulation - Enforcement Director James McDonald expounds on self-reporting/cooperation guidelines at Chicago-Kent conference
2017-11-06 10:00Jim Hamilton's World of Securities Regulation - Enforcement forum participants discuss whistleblower developments
2017-11-03 12:30Jim Hamilton's World of Securities Regulation - No private right to sue FINRA for violations of its own rules
2017-11-02 10:00Jim Hamilton's World of Securities Regulation - PCAOB official reviews broker-dealer inspection results
2017-11-01 08:00Jim Hamilton's World of Securities Regulation - CME Group to launch bitcoin futures contract amid significant market interest

 

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