Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for December, 2017

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2017-12-29 08:00		Jim Hamilton's World of Securities Regulation - FINRA proposal far from solving unpaid arb award problem, says NASAA
2017-12-28 10:00		Jim Hamilton's World of Securities Regulation - Accounting firms and industry groups comment on proposed Reg. S-K modernization
2017-12-27 10:00		Jim Hamilton's World of Securities Regulation - SEC proposes FOIA regs revamp
2017-12-26 08:00		Jim Hamilton's World of Securities Regulation - Caremark claim over Citigroup 'corporate traumas' dismissed
2017-12-22 11:30		Jim Hamilton's World of Securities Regulation - 2 new articles
2017-12-21 10:00		Jim Hamilton's World of Securities Regulation - FIA white paper explores the impact of a no-deal Brexit scenario and offers recommendations
2017-12-20 08:00		Jim Hamilton's World of Securities Regulation - Commenters weigh in on proposed SEC disclosure requirements
2017-12-19 08:00		Jim Hamilton's World of Securities Regulation - Duke Energy D&Os evade coal ash lawsuit over Strine's dissent
2017-12-18 08:00		Jim Hamilton's World of Securities Regulation - Katten Muchin gears up for pay ratio disclosure in 2018 proxy season
2017-12-15 12:00		Jim Hamilton's World of Securities Regulation - Allegations in another case's complaint were plausibly corrective disclosures
2017-12-14 08:00		Jim Hamilton's World of Securities Regulation - Katten webinar surveys the vast legal and compliance landscape for cryptocurrencies
2017-12-13 10:00		Jim Hamilton's World of Securities Regulation - Clayton cautions both investors and market professionals about ICOs
2017-12-12 10:00		Jim Hamilton's World of Securities Regulation - Oral agreement to settle proxy contest is enforceable
2017-12-11 10:00		Jim Hamilton's World of Securities Regulation - FIA warns on risks of cryptocurrency derivatives, calls for more CFTC oversight
2017-12-08 08:30		Jim Hamilton's World of Securities Regulation - Tennessee proposes exempt employee benefit plan rule amendments
2017-12-07 11:00		Jim Hamilton's World of Securities Regulation - E.U. recognizes U.S. derivatives trading venues for purposes of MiFID II/MIFIR
2017-12-06 08:00		Jim Hamilton's World of Securities Regulation - AICPA conference panelists discuss SEC comment letter process
2017-12-05 12:00		Jim Hamilton's World of Securities Regulation - Corporation Finance staff is working on update to cybersecurity disclosure guidance
2017-12-04 10:30		Jim Hamilton's World of Securities Regulation - REIT controllers owed fiduciary duties to public stockholders
2017-12-01 15:00		Jim Hamilton's World of Securities Regulation - Commissioner Quintenz focuses on the promise of transformative technologies at ISDA gathering in London

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