Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for March, 2018

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2018-03-30 10:30		Jim Hamilton's World of Securities Regulation - 'Night market' trading of Korean index futures falls under Morrison's shadow
2018-03-29 11:30		Jim Hamilton's World of Securities Regulation - Massachusetts conducts cryptocurrency sweep, censures five companies
2018-03-28 08:00		Jim Hamilton's World of Securities Regulation - GAO report outlines SEC climate-related disclosure issues
2018-03-27 08:00		Jim Hamilton's World of Securities Regulation - Justices, counsel debate boundaries of American Pipe tolling
2018-03-26 10:30		Jim Hamilton's World of Securities Regulation - CFTC funding cut will put markets at risk, Commissioner Behnam warns
2018-03-23 11:00		Jim Hamilton's World of Securities Regulation - Blue sky limitations statute discharges claims against Fisker's controlling shareholder
2018-03-22 10:30		Jim Hamilton's World of Securities Regulation - Comment period concludes for Retail Commodity Transactions Involving Virtual Currency proposed interpretation
2018-03-21 10:00		Jim Hamilton's World of Securities Regulation - Mexico-headquartered blank checks issuer makes U.S. market debut
2018-03-20 10:00		Jim Hamilton's World of Securities Regulation - IM Director Blass gives updates on board outreach, ETF, and index fund issues
2018-03-19 09:00		Jim Hamilton's World of Securities Regulation - Commissioner Peirce discusses investment adviser issues at IAA's compliance conference
2018-03-16 10:30		Jim Hamilton's World of Securities Regulation - Is the VIX fixed? Trader alleges manipulation of volatility index derivatives
2018-03-15 10:30		Jim Hamilton's World of Securities Regulation - Senate passes financial reform corrections bill with securities provisions
2018-03-14 18:00		Jim Hamilton's World of Securities Regulation - IPO Trends Webinar
2018-03-14 10:30		Jim Hamilton's World of Securities Regulation - Onward and upward: Winklevoss proposal for Virtual Currency Association lauded by Commissioner Quintenz
2018-03-13 11:30		Jim Hamilton's World of Securities Regulation - Block shareholder did not 'control' board in merger talks
2018-03-12 10:30		Jim Hamilton's World of Securities Regulation - Investment in RegTech now will yield benefits down the road, Piwowar says
2018-03-09 10:00		Jim Hamilton's World of Securities Regulation - SEC advisory committee approves recommendations on dual-class share structures
2018-03-08 10:00		Jim Hamilton's World of Securities Regulation - JPMorgan whistleblower's $1.1M verdict was 'infected by passion and prejudice'
2018-03-07 10:30		Jim Hamilton's World of Securities Regulation - CFTC Talks to the Chamber of Digital Commerce
2018-03-06 11:00		Jim Hamilton's World of Securities Regulation - Who has the burden of persuasion when invoking fraud-on-the-market?
2018-03-05 10:00		Jim Hamilton's World of Securities Regulation - Class action alleging company falsified its address in SEC filings proceeds
2018-03-02 11:30		Jim Hamilton's World of Securities Regulation - Treasury plans to close S Corp loophole in TCJA carried interest provision
2018-03-01 10:30		Jim Hamilton's World of Securities Regulation - Investment Management panel reviews developments in cryptocurrency and pending initiatives

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