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| 2018-10-31 11:00 | | Jim Hamilton's World of Securities Regulation - Peirce urges 'healthy skepticism' in regulating derivatives markets |
| 2018-10-30 10:30 | | Jim Hamilton's World of Securities Regulation - SEC advisory committee recommends ETP classifications, centralized ETF database |
| 2018-10-29 10:30 | | Jim Hamilton's World of Securities Regulation - Director Blass focuses on key developments, encourages participation at ICI Securities Law Developments Conference |
| 2018-10-26 10:30 | | Jim Hamilton's World of Securities Regulation - ISDA and FIA weigh in on proposed Volcker Rule changes |
| 2018-10-25 10:30 | | Jim Hamilton's World of Securities Regulation - Staff Legal Bulletin clarifies SEC's thinking on shareholder proposals ahead of proxy roundtable |
| 2018-10-24 09:00 | | Jim Hamilton's World of Securities Regulation - SEC, PCAOB officials join attorneys in discussing defense strategies in enforcement proceedings |
| 2018-10-23 10:30 | | Jim Hamilton's World of Securities Regulation - Jackson frames competition as 'fourth pillar' of SEC's mission |
| 2018-10-22 10:30 | | Jim Hamilton's World of Securities Regulation - Commissioner Dan Berkovitz looks to the future in Chicago fireside chat |
| 2018-10-19 10:30 | | Jim Hamilton's World of Securities Regulation - CorpFin issues new cross-border exemption C&DIs |
| 2018-10-18 11:00 | | Jim Hamilton's World of Securities Regulation - Commission says NYSE and Nasdaq flunked burden of proof on non-core data fees, sharpens focus on access to market data |
| 2018-10-17 10:30 | | Jim Hamilton's World of Securities Regulation - Coders should be accountable for illegal smart contracts, says CFTC's Quintenz |
| 2018-10-16 11:00 | | Jim Hamilton's World of Securities Regulation - SEC official urges municipal securities market participants to improve clarity of disclosure |
| 2018-10-15 10:00 | | Jim Hamilton's World of Securities Regulation - SEC unveils plan to focus on investors, innovation, and performance |
| 2018-10-12 11:30 | | Jim Hamilton's World of Securities Regulation - Chairman, Behnam talk interest rate benchmarks at Bipartisan Policy Center |
| 2018-10-11 10:30 | | Jim Hamilton's World of Securities Regulation - ICOs, senior fraud drive increase in state actions against unregistered persons |
| 2018-10-10 10:00 | | Jim Hamilton's World of Securities Regulation - High Court declines to address bar on private aiding-and-abetting claims |
| 2018-10-09 08:30 | | Jim Hamilton's World of Securities Regulation - Securities Regulation Daily's top 10 developments for September 2018 |
| 2018-10-08 11:00 | | Jim Hamilton's World of Securities Regulation - CFTC's inaugural FinTech Forward Conference explores rapid technological advancements and regulatory challenges |
| 2018-10-05 10:30 | | Jim Hamilton's World of Securities Regulation - Thumb on scale caused Whole Foods price drop, not accounting issues |
| 2018-10-04 13:30 | | Jim Hamilton's World of Securities Regulation - Enforcement Co-Director Peikin notes importance of both equitable and monetary sanctions |
| 2018-10-03 10:00 | | Jim Hamilton's World of Securities Regulation - Chairman Giancarlo aims to get global swaps regulation 'right' with issuance of comprehensive white paper |
| 2018-10-02 12:30 | | Jim Hamilton's World of Securities Regulation - In new term, High Court drops petition on corrective disclosures, will hear Janus question |
| 2018-10-01 08:00 | | Jim Hamilton's World of Securities Regulation - Misleading financial forecast costs Walgreens $34.5M |
