Click a link below to view the mailing archive as if it had been sent to you. . 2018-12-28 11:00 Jim Hamilton's World of Securities Regulation - PCAOB approves new standards on accounting estimates, work of specialists. 2018-12-27 11:30 Jim Hamilton's ...
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Jim Hamiltons World of Securities Regulation Archive for December, 2018

Click a link below to view the mailing archive as if it had been sent to you.

2018-12-28 11:00Jim Hamilton's World of Securities Regulation - PCAOB approves new standards on accounting estimates, work of specialists
2018-12-27 11:30Jim Hamilton's World of Securities Regulation - 2019 examination priorities announced by SEC Office of Compliance Inspections and Examinations
2018-12-26 10:00Jim Hamilton's World of Securities Regulation - Reps. Davidson and Soto would redefine 'security,' clarify use of Howey test and tax treatment in new blockchain bill
2018-12-24 11:30Jim Hamilton's World of Securities Regulation - Contentious SEC-Timbervest battle comes to a relatively peaceful resolution
2018-12-21 10:30Jim Hamilton's World of Securities Regulation - SEC adopts rules for Reg. A reporting and Reg. NMS fee pilot
2018-12-20 10:00Jim Hamilton's World of Securities Regulation - New rules will require disclosure of policies for hedging company equity securities
2018-12-19 09:30Jim Hamilton's World of Securities Regulation - SEC seeks comment on quarterly reports, relationship to earnings releases and guidance
2018-12-18 10:00Jim Hamilton's World of Securities Regulation - Willkie Farr attorneys discuss prevention and litigation of commodities insider trading
2018-12-17 08:00Jim Hamilton's World of Securities Regulation - SEC plans to focus on Brexit, LIBOR, and cyber disclosure in upcoming 10-Ks
2018-12-14 09:00Jim Hamilton's World of Securities Regulation - CFTC seeks public input on Ether virtual currency
2018-12-13 09:30Jim Hamilton's World of Securities Regulation - Proskauer Rose attorneys warn of collateral consequences in parallel proceedings
2018-12-12 08:00Jim Hamilton's World of Securities Regulation - Senior SEC accounting officials talk recent policy initiatives
2018-12-11 13:30Jim Hamilton's World of Securities Regulation - Justices take case bearing on agency deference
2018-12-10 08:00Jim Hamilton's World of Securities Regulation - Chairman Giancarlo speaks out as Brexit zero-hour approaches
2018-12-07 08:00Jim Hamilton's World of Securities Regulation - SEC officials, panelists confer on muni disclosures in atmosphere of partial regulation
2018-12-06 11:00Jim Hamilton's World of Securities Regulation - Final MRAC meeting of 2018 focuses on clearinghouse and vendor risk management matters
2018-12-05 08:00Jim Hamilton's World of Securities Regulation - SEC finalizes rules aimed at promoting research reports on investment funds
2018-12-04 10:30Jim Hamilton's World of Securities Regulation - Failure to show artificial price dooms CFTC manipulation action against DRW
2018-12-03 08:00Jim Hamilton's World of Securities Regulation - Lucia v. SEC 2.0 presses removal question left unanswered by Supreme Court

 

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