Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for March, 2019

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2019-03-29 10:30		Jim Hamilton's World of Securities Regulation - Securities regulators give updates at SIFMA panel
2019-03-28 10:30		Jim Hamilton's World of Securities Regulation - Cornerstone Research analyzes a 2018 $5B securities settlement award spike
2019-03-27 08:30		Jim Hamilton's World of Securities Regulation - CII pokes Pinterest board about sunsetting dual-class share structure
2019-03-26 08:30		Jim Hamilton's World of Securities Regulation - Advocacy groups weigh in on calls to change quarterly reporting
2019-03-25 08:00		Jim Hamilton's World of Securities Regulation - SEC IM Division seeks comment on custody rule issues
2019-03-22 10:00		Jim Hamilton's World of Securities Regulation - SEC modernizes and simplifies Regulation S-K disclosure requirements
2019-03-21 08:00		Jim Hamilton's World of Securities Regulation - Comment period for CFTC's high-profile SEF and trade execution rule proposal closes; disagreements among stakeholders remain paramount
2019-03-20 08:30		Jim Hamilton's World of Securities Regulation - Roisman ICI address takes on role of proxy advisory firms
2019-03-19 09:30		Jim Hamilton's World of Securities Regulation - Canadian authorities roll out framework for regulation of crypto-asset trading platforms
2019-03-18 09:00		Jim Hamilton's World of Securities Regulation - Latham attorneys examine developments in SEC's approach to cryptocurrency regulation
2019-03-15 08:00		Jim Hamilton's World of Securities Regulation - Senate Agriculture Committee gives warm reception to nominee for CFTC Chairman
2019-03-14 08:00		Jim Hamilton's World of Securities Regulation - Giancarlo reflects on tenure and looks forward in final FIA Boca appearance as agency chief
2019-03-13 09:00		Jim Hamilton's World of Securities Regulation - Musk responds in contempt proceedings over unvetted tweet
2019-03-12 10:00		Jim Hamilton's World of Securities Regulation - SCOTUS asked to revisit ESOP duty under Fifth Third
2019-03-11 08:00		Jim Hamilton's World of Securities Regulation - House passes government ethics/elections bill with Shareholders United Act amendment
2019-03-08 08:00		Jim Hamilton's World of Securities Regulation - FASB clarifies aspects of new leases standard
2019-03-07 09:30		Jim Hamilton's World of Securities Regulation - Peirce warns of unintended consequences to new disclosure types
2019-03-06 12:00		Jim Hamilton's World of Securities Regulation - IAA and SIFMA oppose Nevada's proposed fiduciary rule
2019-03-05 09:00		Jim Hamilton's World of Securities Regulation - SCOTUS asked to reject CFTC's proximate cause theory and authority to impose lifetime industry bans
2019-03-04 08:00		Jim Hamilton's World of Securities Regulation - SEC staff agrees to waive in-person voting requirements for fund boards in some instances
2019-03-01 08:00		Jim Hamilton's World of Securities Regulation - Report from the 2019 Global Legal Hackathon front: Innovators work on enhancing contract life-cycle management take first place in Riverwoods

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