Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for April, 2019

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2019-04-30 10:00		Jim Hamilton's World of Securities Regulation - New SEC/Musk settlement spells out which Tesla tweets require preapproval
2019-04-29 13:30		Jim Hamilton's World of Securities Regulation - CFTC proposes first rules on the road to achieving high quality swaps data
2019-04-26 11:30		Jim Hamilton's World of Securities Regulation - FINRA details use of fines collected in 2018
2019-04-25 13:30		Jim Hamilton's World of Securities Regulation - Prosecutors seek to stay SEC's civil suit against Theranos COO
2019-04-24 10:30		Jim Hamilton's World of Securities Regulation - CII offers support for PCAOB's auditing estimate and specialist use proposals
2019-04-23 11:00		Jim Hamilton's World of Securities Regulation - Cybersecurity Docket panel features discussion on how to deal with cyber breaches
2019-04-22 10:00		Jim Hamilton's World of Securities Regulation - ISS Analytics releases report on 2019 U.S. executive compensation trends
2019-04-19 09:30		Jim Hamilton's World of Securities Regulation - CFTC's EEMAC focuses on major developments in shale oil and liquid natural gas markets
2019-04-18 10:00		Jim Hamilton's World of Securities Regulation - Cornerstone finds uptick in “core” accounting case filings, settlements
2019-04-17 11:30		Jim Hamilton's World of Securities Regulation - New Jersey is second state to propose uniform fiduciary standard
2019-04-16 09:30		Jim Hamilton's World of Securities Regulation - Supreme Court hears arguments on private right of action for negligence
2019-04-15 09:30		Jim Hamilton's World of Securities Regulation - New York regulator shuts down Bittrex's bid for a BitLicense
2019-04-12 08:30		Jim Hamilton's World of Securities Regulation - Garrett Institute disclosure panel reviews SEC diversity C&DIs and related state law developments
2019-04-11 10:30		Jim Hamilton's World of Securities Regulation - SEC enforcement officials give tips on cooperation, Wells process at SEC Speaks
2019-04-10 08:00		Jim Hamilton's World of Securities Regulation - Commissioner Peirce fears that overuse of staff guidance creates “secret law”
2019-04-09 11:30		Jim Hamilton's World of Securities Regulation - 'Substantive economic dealings' in advance of procedural protections necessitates further review
2019-04-08 10:30		Jim Hamilton's World of Securities Regulation - Amazon must allow proposals on facial recognition technology and hate speech
2019-04-05 09:30		Jim Hamilton's World of Securities Regulation - Chairman Giancarlo advances his vision for global derivatives regulation in his final European tour as CFTC leader
2019-04-04 09:30		Jim Hamilton's World of Securities Regulation - SEC staff advises on 'investment contract' analysis for digital assets, grants relief to company selling tokens for services
2019-04-03 10:00		Jim Hamilton's World of Securities Regulation - ATB Coin is a 'security' under Howey test
2019-04-02 11:30		Jim Hamilton's World of Securities Regulation - NASAA supports Ninth Circuit's private right for tender offer shareholders
2019-04-01 08:00		Jim Hamilton's World of Securities Regulation - Spoofing or wire fraud? DOJ fires back at industry criticism of charging decision

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