Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for November, 2019

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2019-11-29 08:00		Jim Hamilton's World of Securities Regulation - NYC comptroller expresses 'strong opposition' to SEC proxy proposals
2019-11-27 08:00		Jim Hamilton's World of Securities Regulation - Dueling motions argue whether sports betting pools are securities
2019-11-26 11:00		Jim Hamilton's World of Securities Regulation - Bipartisan bill would bring managed stablecoins within definition of 'security'
2019-11-25 10:30		Jim Hamilton's World of Securities Regulation - Division of Corporation Finance launches new shareholder proposal response procedures
2019-11-22 08:00		Jim Hamilton's World of Securities Regulation - SEC staff issues staff accounting bulletin on credit losses
2019-11-21 11:00		Jim Hamilton's World of Securities Regulation - Chairman Tarbert: 'I want the United States to lead' on blockchain and digital assets
2019-11-20 10:30		Jim Hamilton's World of Securities Regulation - Kraft says au contraire to CFTC's mootness theory, stage set for court status hearing
2019-11-19 11:00		Jim Hamilton's World of Securities Regulation - Commissioners Jackson and Lee explain support for non-transparent ETFs
2019-11-18 10:30		Jim Hamilton's World of Securities Regulation - Icahn loses 'novel' bid to inspect books and records to aid proxy contest
2019-11-15 13:00		Jim Hamilton's World of Securities Regulation - Telegram insists Gram tokens are currency
2019-11-14 10:00		Jim Hamilton's World of Securities Regulation - Chamber of Commerce questions effects of bill to reform private fund industry
2019-11-13 09:30		Jim Hamilton's World of Securities Regulation - SEC Investor Advisory Committee debates securities offering reforms
2019-11-12 11:30		Jim Hamilton's World of Securities Regulation - SEC's Enforcement Division is staying the course after recent court decisions
2019-11-11 10:30		Jim Hamilton's World of Securities Regulation - A week of spoofing by newbie trader results in $500,000 fine
2019-11-08 10:30		Jim Hamilton's World of Securities Regulation - SEC advisory committee examines ESG disclosures
2019-11-07 10:30		Jim Hamilton's World of Securities Regulation - Division of Corporation Finance will roll out new no-action letter procedures this month
2019-11-06 09:30		Jim Hamilton's World of Securities Regulation - Peirce favors digital assets safe harbor, suggests improvements to enforcement program
2019-11-05 10:30		Jim Hamilton's World of Securities Regulation - CFTC sued for failing to provide information on its “secret settlement” in Kraft case
2019-11-04 10:00		Jim Hamilton's World of Securities Regulation - Pre-suit communication was a demand letter in the guise of an informal letter
2019-11-01 10:30		Jim Hamilton's World of Securities Regulation - 100 days at the helm—newcomer Dr. Heath Tarbert attempts to make his mark at the CFTC

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