Click a link below to view the mailing archive as if it had been sent to you. . 2020-06-30 08:00 Jim Hamilton's World of Securities Regulation - Justices preserve CFPB but with presidential ability to fire director at will. 2020-06-29 20:00 Jim ...
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Jim Hamiltons World of Securities Regulation Archive for June, 2020

Click a link below to view the mailing archive as if it had been sent to you.

2020-06-30 08:00Jim Hamilton's World of Securities Regulation - Justices preserve CFPB but with presidential ability to fire director at will
2020-06-29 20:00Jim Hamilton's World of Securities Regulation - Appellate panel gives green light to Regulation Best Interest
2020-06-26 19:00Jim Hamilton's World of Securities Regulation - Securities Docket webcast examines impact of COVID-19 on financial reporting and enforcement
2020-06-25 20:30Jim Hamilton's World of Securities Regulation - CFTC adopts swaps-related and Volcker Rule amendments, proposes rules on electronic trading
2020-06-24 23:00Jim Hamilton's World of Securities Regulation - Chamber of Commerce's CCMC calls for postponement of phase two of CAM reporting
2020-06-23 19:00Jim Hamilton's World of Securities Regulation - Disgorgement not exceeding amount of net profits is permissible equitable relief
2020-06-22 12:30Jim Hamilton's World of Securities Regulation - Muni industry buoyed by SEC to make voluntary disclosures, conference participants say
2020-06-19 08:00Jim Hamilton's World of Securities Regulation - Class actions slow somewhat due to COVID-19, but are expected to recover
2020-06-18 13:30Jim Hamilton's World of Securities Regulation - House Finance subcommittee explores cybercriminals' exploits in the time of COVID-19
2020-06-17 11:30Jim Hamilton's World of Securities Regulation - Court vacates SEC's NMS transaction fee pilot
2020-06-16 08:00Jim Hamilton's World of Securities Regulation - CII praises initial critical audit matters disclosures, calls for improvements
2020-06-15 12:30Jim Hamilton's World of Securities Regulation - Commissioner Berkovitz urges CFTC to clarify fiduciary duties of asset managers
2020-06-12 10:00Jim Hamilton's World of Securities Regulation - Coercion factors heavily into decision that entire fairness, not MFW, applied to Dell-VM Ware consolidation
2020-06-10 19:00Jim Hamilton's World of Securities Regulation - House FSC ranking member calls on SEC to approve proposed changes to exempt offering framework
2020-06-09 11:30Jim Hamilton's World of Securities Regulation - Nasdaq seeks to tighten listing standards for some emerging market companies
2020-06-06 00:00Jim Hamilton's World of Securities Regulation - SIFMA 'strongly opposes' allowing SROs to bulk download CAT data
2020-06-04 20:00Jim Hamilton's World of Securities Regulation - CFTC, SEC officials discuss the evolution of cryptocurrency enforcement at PLI conference
2020-06-03 22:00Jim Hamilton's World of Securities Regulation - Chairman Clayton, industry leaders weigh on current market state
2020-06-02 20:00Jim Hamilton's World of Securities Regulation - CFTC enforcement director expounds on penalty guidance in fireside chat
2020-06-01 16:00Jim Hamilton's World of Securities Regulation - SEC reverses stance against control share statutes

 

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