Click a link below to view the mailing archive as if it had been sent to you. . 2020-08-31 09:30 Jim Hamilton's World of Securities Regulation - Markets, morality, and mobsters: corporate governance requires solid morals, says Commissioner Peirce. ...
Jim Hamiltons World of Securities Regulation Archive for August, 2020
Click a link below to view the mailing archive as if it had been sent to you.
| 2020-08-31 09:30 | | Jim Hamilton's World of Securities Regulation - Markets, morality, and mobsters: corporate governance requires solid morals, says Commissioner Peirce |
| 2020-08-28 09:30 | | Jim Hamilton's World of Securities Regulation - Webinar features legal industry thought leaders discussing Wolters Kluwer 2020 Future Ready Lawyer Survey |
| 2020-08-27 08:00 | | Jim Hamilton's World of Securities Regulation - 'Shareholders at the gates': Economist Luigi Zingales urges greater investor control of corporations |
| 2020-08-26 18:00 | | Jim Hamilton's World of Securities Regulation - Graubard Miller's David Alan Miller, co-creator of SPACs, discusses dynamics of 2020 blank check IPO frenzy |
| 2020-08-25 11:00 | | Jim Hamilton's World of Securities Regulation - INX Limited to offer registered security token |
| 2020-08-24 12:00 | | Jim Hamilton's World of Securities Regulation - PCAOB issues annual report on broker-dealer inspections |
| 2020-08-21 22:00 | | Jim Hamilton's World of Securities Regulation - Court rejects argument that proxy statement should have been more optimistic |
| 2020-08-19 21:30 | | Jim Hamilton's World of Securities Regulation - NYSE responds to SEC demand for more data on data fees, broker-dealer group disputes NYSE claims |
| 2020-08-18 10:00 | | Jim Hamilton's World of Securities Regulation - Amid calls for SEC probe, Kodak and its chairman are hit with class action suit |
| 2020-08-17 10:00 | | Jim Hamilton's World of Securities Regulation - CFTC agrees to dismiss Chicagoland software developer Jitesh Thakkar as part of spoofing case settlement |
| 2020-08-14 10:30 | | Jim Hamilton's World of Securities Regulation - SIFMA opposes FINRA plan to require onsite branch inspections by March |
| 2020-08-13 11:30 | | Jim Hamilton's World of Securities Regulation - OCIE outlines COVID-19 compliance considerations for brokers and advisers |
| 2020-08-12 15:00 | | Jim Hamilton's World of Securities Regulation - Uber's disclosures were thorough, but still gave a misleading impression |
| 2020-08-11 11:30 | | Jim Hamilton's World of Securities Regulation - McDonald's seeks to claw back ex-CEO's severance after sexual misconduct revelations |
| 2020-08-10 11:00 | | Jim Hamilton's World of Securities Regulation - Advocacy group offers suggestions on universal proxy cards |
| 2020-08-07 11:00 | | Jim Hamilton's World of Securities Regulation - Five years of CFTC's virtual currency enforcement activities analyzed in Cornerstone Research report |
| 2020-08-06 19:00 | | Jim Hamilton's World of Securities Regulation - Sen. Warren, House Democrats seek SEC probe and documents on Kodak stock trades, government loan program |
| 2020-08-06 01:00 | | Jim Hamilton's World of Securities Regulation - Aronberg Goldgehn expert examines cybersecurity issues surrounding M&A transactions |
| 2020-08-04 19:30 | | Jim Hamilton's World of Securities Regulation - Proxy season illustrates harmful impact of proposed amendments on shareholder proposals, investor groups say |
| 2020-08-03 09:30 | | Jim Hamilton's World of Securities Regulation - Technology experts explore the role of explainable artificial intelligence in the securities markets |
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