Click a link below to view the mailing archive as if it had been sent to you. . 2021-01-29 11:30 Jim Hamilton's World of Securities Regulation - Robinhood faces Congressional ire, shareholder suit as 'Reddit trolls' squeeze hedge funds over GameStop ...
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Jim Hamiltons World of Securities Regulation Archive for January, 2021

Click a link below to view the mailing archive as if it had been sent to you.

2021-01-29 11:30Jim Hamilton's World of Securities Regulation - Robinhood faces Congressional ire, shareholder suit as 'Reddit trolls' squeeze hedge funds over GameStop shorts
2021-01-27 11:30Jim Hamilton's World of Securities Regulation - No domestic application of Section 10(b) in transaction between Bermudan companies
2021-01-26 13:00Jim Hamilton's World of Securities Regulation - Chancery erred in dismissing merger challenge for lack of standing
2021-01-25 08:00Jim Hamilton's World of Securities Regulation - Behnam elected Acting CFTC Chairman, Tarbert remains on the Commission
2021-01-22 11:00Jim Hamilton's World of Securities Regulation - Joint amicus brief supports the SEC's proposed data feed reforms
2021-01-21 12:30Jim Hamilton's World of Securities Regulation - Biden inauguration heralds regulatory reset
2021-01-20 08:00Jim Hamilton's World of Securities Regulation - Democrats to try transaction tax one more time, also seek to unmask backers of insurrectionists
2021-01-19 10:30Jim Hamilton's World of Securities Regulation - Survey: Hedge funds exceeded investor expectations in 2020
2021-01-18 08:00Jim Hamilton's World of Securities Regulation - Dr. King's call for justice touched the better angels of our nature
2021-01-15 11:00Jim Hamilton's World of Securities Regulation - Wolters Kluwer analysts explain FY21 appropriations legislation
2021-01-14 10:00Jim Hamilton's World of Securities Regulation - Improper revenue recognition and reserves manipulation among most common financial statement frauds, study finds
2021-01-13 10:30Jim Hamilton's World of Securities Regulation - LIBOR transition may present risks for muni market, OMS cautions
2021-01-12 12:00Jim Hamilton's World of Securities Regulation - Letter to the editor was not a proxy solicitation under Alaska law
2021-01-11 12:00Jim Hamilton's World of Securities Regulation - NASAA applauds SEC proposal to simplify mutual fund disclosures
2021-01-08 10:30Jim Hamilton's World of Securities Regulation - SEC reveals that undercover criminal investigation unit was never implemented
2021-01-07 12:00Jim Hamilton's World of Securities Regulation - ICI opines on IFRS Foundation's sustainability reporting suggestions
2021-01-06 10:30Jim Hamilton's World of Securities Regulation - Cert petition asks Court to look into SEC authority beyond secondary market transactions
2021-01-05 09:30Jim Hamilton's World of Securities Regulation - Congress overrides Trump veto to enact NDAA with SEC disgorgement provision; SEC funding signed into law
2021-01-04 10:00Jim Hamilton's World of Securities Regulation - Head of PCAOB's enforcement program touts focus on quality control issues, audit integrity

 

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