Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for July, 2021

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2021-07-30 11:00		Jim Hamilton's World of Securities Regulation - House passes minibus appropriations with SEC, CFTC funding increases
2021-07-29 10:30		Jim Hamilton's World of Securities Regulation - Gensler: SEC action on climate disclosure by end of 2021
2021-07-28 11:00		Jim Hamilton's World of Securities Regulation - SEC charges 27 firms with failing to file and deliver Forms CRS
2021-07-27 12:00		Jim Hamilton's World of Securities Regulation - SEC staff issue risk alerts on cross trades, wrap fee programs
2021-07-26 09:30		Jim Hamilton's World of Securities Regulation - Commissioner Pierce considers the cause of under-participation in U.S. markets
2021-07-23 11:30		Jim Hamilton's World of Securities Regulation - Future Ready Lawyer webinar explores technological innovation in corporate legal departments after a year of pandemic
2021-07-22 09:30		Jim Hamilton's World of Securities Regulation - SEC's Gensler cautions crypto, signals potential rules on swaps that brought down Archegos
2021-07-21 10:00		Jim Hamilton's World of Securities Regulation - Chamber of Commerce urges SEC to reconsider non-enforcement of proxy advisor rule
2021-07-20 10:30		Jim Hamilton's World of Securities Regulation - Better Markets doubles down on the need for ESG disclosure regulation
2021-07-19 09:30		Jim Hamilton's World of Securities Regulation - Fiduciary claim over derivative arbitration award can continue
2021-07-16 08:00		Jim Hamilton's World of Securities Regulation - Charles Liu, Supreme Court petitioner, to disgorge over $20 million
2021-07-15 11:00		Jim Hamilton's World of Securities Regulation - CFTC steps up LIBOR transition pressure with advisory committee adoption of SOFR First; Behnam signals rulemaking on clearing
2021-07-14 09:30		Jim Hamilton's World of Securities Regulation - Appeals court upholds Coscia spoofing conviction despite attorney conflict
2021-07-13 12:30		Jim Hamilton's World of Securities Regulation - Advisory committee recommends that SEC require investment advisory firms to make diversity disclosures
2021-07-12 11:00		Jim Hamilton's World of Securities Regulation - Chancery extinguishes case against FedEx board for illegal cigarette shipments
2021-07-09 10:30		Jim Hamilton's World of Securities Regulation - Securities Regulation Daily's top 10 developments for June 2021
2021-07-08 09:30		Jim Hamilton's World of Securities Regulation - Commissioner Peirce criticizes IFRS proposal to create new International Sustainability Standards Board
2021-07-07 12:30		Jim Hamilton's World of Securities Regulation - Sen. Warren sees potential CEA liability for Google's advertising exchange
2021-07-06 09:30		Jim Hamilton's World of Securities Regulation - October Term 2020: The Court clarifies the approach to analyzing evidence of price impact
2021-07-02 12:00		Jim Hamilton's World of Securities Regulation - CFTC Commissioner Stump calls on derivatives industry to 'step up' and educate retail investors
2021-07-01 11:00		Jim Hamilton's World of Securities Regulation - Moses & Singer attorneys examine insider trading risks in healthcare and life sciences industry

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