Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for October, 2021

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2021-10-29 10:30		Jim Hamilton's World of Securities Regulation - At penultimate meeting, SEC's AMAC presents recommendations for smaller advisory firms
2021-10-28 10:00		Jim Hamilton's World of Securities Regulation - Climate issues dominate Behnam confirmation hearing for CFTC chair
2021-10-27 12:00		Jim Hamilton's World of Securities Regulation - SEC staff reports on registered funds exam initiative
2021-10-26 14:00		Jim Hamilton's World of Securities Regulation - Cert. petition asks justices to clarify 'deceptive' trading by outsiders
2021-10-25 11:00		Jim Hamilton's World of Securities Regulation - FSB offers suggestions to harmonize cyber incident reporting
2021-10-22 13:30		Jim Hamilton's World of Securities Regulation - Public policy at forefront as Gensler considers stablecoins, gamification
2021-10-21 10:00		Jim Hamilton's World of Securities Regulation - GameStop report makes few firm conclusions, but points to need for more study
2021-10-20 11:30		Jim Hamilton's World of Securities Regulation - PwC survey reveals boards' increasing focus on ESG
2021-10-19 10:00		Jim Hamilton's World of Securities Regulation - Supreme Court asked to look at the breadth of SLUSA 'in connection with' requirement
2021-10-18 10:00		Jim Hamilton's World of Securities Regulation - SEC signals tougher approach to investigations, enforcement remedies
2021-10-15 09:00		Jim Hamilton's World of Securities Regulation - CorpFin officials provide updates on Division's powerhouse agenda
2021-10-14 10:00		Jim Hamilton's World of Securities Regulation - PCAOB offers guidance on evaluating reliability of audit evidence obtained from external sources
2021-10-13 14:30		Jim Hamilton's World of Securities Regulation - Proposed model rules will help to combat unpaid arbitration awards and fines
2021-10-12 18:30		Jim Hamilton's World of Securities Regulation - Dirks personal benefit test not a required element for criminal insider trading
2021-10-11 11:30		Jim Hamilton's World of Securities Regulation - Kirkland & Ellis partner examines recent shift in Delaware shareholder derivative litigation
2021-10-08 11:30		Jim Hamilton's World of Securities Regulation - Facebook whistleblower asserts company concealed the extent of harm it causes
2021-10-07 11:30		Jim Hamilton's World of Securities Regulation - Appeals court reinstates lawsuit alleging crypto pump-and-dump
2021-10-06 08:30		Jim Hamilton's World of Securities Regulation - Chair Gensler seeks staff review of ETP rules
2021-10-05 11:00		Jim Hamilton's World of Securities Regulation - Back from recess, High Court drops BofI cert petition on loss causation
2021-10-04 10:00		Jim Hamilton's World of Securities Regulation - New 3-part universal test for demand futility fails to excuse demand on Facebook board
2021-10-01 11:00		Jim Hamilton's World of Securities Regulation - Lifetime trading ban upheld for commodities fraudster

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