Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for August, 2022

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2022-08-31 10:30		Jim Hamilton's World of Securities Regulation - NASAA opposes FINRA proposals to replace in-person inspections
2022-08-30 13:00		Jim Hamilton's World of Securities Regulation - IAA and ICI comment on SEC's information providers acting as investment advisers proposal
2022-08-29 11:00		Jim Hamilton's World of Securities Regulation - Florida governor bars state pension from considering ESG factors
2022-08-26 09:30		Jim Hamilton's World of Securities Regulation - Twitter 'bot' staff comment letter dialogue published on EDGAR
2022-08-25 11:00		Jim Hamilton's World of Securities Regulation - Twitter gets some discovery wins in suit to compel Musk on acquisition
2022-08-24 11:00		Jim Hamilton's World of Securities Regulation - Non-U.S. companies complete week's one deal, file two new registrations
2022-08-23 09:30		Jim Hamilton's World of Securities Regulation - Acquisition was entirely fair despite controller standing on both sides
2022-08-22 09:30		Jim Hamilton's World of Securities Regulation - Florida court bars enforcement of 'Stop WOKE Act'
2022-08-19 10:30		Jim Hamilton's World of Securities Regulation - PCAOB asks for public feedback on draft of five-year strategic plan
2022-08-18 08:30		Jim Hamilton's World of Securities Regulation - SEC must properly assess costs of FINRA bond data service
2022-08-17 09:00		Jim Hamilton's World of Securities Regulation - NASAA responds to request for comment regarding Biden Executive Order on digital assets
2022-08-16 08:00		Jim Hamilton's World of Securities Regulation - SEC approves PCAOB's new approach to lead audit firm's use of outside auditors
2022-08-15 12:00		Jim Hamilton's World of Securities Regulation - CFTC updates rules to reflect changing reference rate regime
2022-08-12 10:00		Jim Hamilton's World of Securities Regulation - MSRB cautioned against premature regulatory action on ESG
2022-08-11 12:00		Jim Hamilton's World of Securities Regulation - SEC proposes to amend reporting requirements for all filers and large hedge fund advisers
2022-08-10 09:00		Jim Hamilton's World of Securities Regulation - SEC, FTC argue in support of exclusive appellate review of final agency orders
2022-08-09 08:30		Jim Hamilton's World of Securities Regulation - CFTC tells PredictIt to wind down non-compliant political betting markets
2022-08-08 11:00		Jim Hamilton's World of Securities Regulation - SOX whistleblower must prove retaliatory intent
2022-08-05 09:30		Jim Hamilton's World of Securities Regulation - Global CFOs, institutional investors express support for proposed IFRS sustainability disclosure standards
2022-08-04 09:30		Jim Hamilton's World of Securities Regulation - July is slowest month for IPOs since January 2019
2022-08-03 10:00		Jim Hamilton's World of Securities Regulation - PSLRA safe harbor protects some yearly estimates as forward-looking statements, court rules
2022-08-02 10:30		Jim Hamilton's World of Securities Regulation - Company founder holds on to control under dual-class share structure
2022-08-01 08:30		Jim Hamilton's World of Securities Regulation - Manufacturers, Chamber sue SEC over rescission of proxy rules

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