Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for December, 2022

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2022-12-29 13:00		Jim Hamilton's World of Securities Regulation - PCAOB Chair stresses need to regain handle on audit quality
2022-12-28 14:00		Jim Hamilton's World of Securities Regulation - CorpFin staff issues new and revised C&DIs on non-GAAP financial measures
2022-12-27 11:00		Jim Hamilton's World of Securities Regulation - Kelley Drye Experts Look Ahead to 2023 Privacy Developments
2022-12-23 10:30		Jim Hamilton's World of Securities Regulation - Court to decide whether Section 11 lawsuits cover only securities traceable to registration statement
2022-12-22 09:30		Jim Hamilton's World of Securities Regulation - SEC proposes rule to enhance competition for investor orders, end 'competitive shortfall'
2022-12-21 09:30		Jim Hamilton's World of Securities Regulation - FY23 funding bill includes significant securities bills and new CFTC whistleblower support
2022-12-20 09:30		Jim Hamilton's World of Securities Regulation - PCAOB announces unprecedented access to firms in China and Hong Kong
2022-12-19 08:00		Jim Hamilton's World of Securities Regulation - Empowering meaningful evolution in time of crisis takes center stage at Enablon event
2022-12-16 11:30		Jim Hamilton's World of Securities Regulation - Strong enforcement sets up SEC and CFTC for robust 2023
2022-12-15 10:00		Jim Hamilton's World of Securities Regulation - ESG takes a wild ride in 2022
2022-12-14 08:30		Jim Hamilton's World of Securities Regulation - SEC, CFTC and DOJ target Bankman-Fried over crypto firm FTX's collapse
2022-12-13 08:30		Jim Hamilton's World of Securities Regulation - Better Markets asks CFTC to investigate statements by Commissioner Pham about Kalshi exchange
2022-12-12 08:30		Jim Hamilton's World of Securities Regulation - House debuts NDAA for FY23 with SEC, banking data standards provisions included
2022-12-09 10:00		Jim Hamilton's World of Securities Regulation - PCAOB reports higher deficiency rates in public-company audits
2022-12-08 10:30		Jim Hamilton's World of Securities Regulation - CorpFin issues new round of dissident shareholder C&DIs
2022-12-07 09:30		Jim Hamilton's World of Securities Regulation - 2023 capital markets legislative agenda suggests new priorities, compliance issues, and less certain pathways to a blockchain framework
2022-12-06 14:30		Jim Hamilton's World of Securities Regulation - NASAA urges Congress to learn the right lessons from FTX fiasco
2022-12-05 08:30		Jim Hamilton's World of Securities Regulation - Investors sign on to stewardship initiative on human rights
2022-12-02 15:30		Jim Hamilton's World of Securities Regulation - Market maker's FOIA complaint alleges SEC stonewalled records request
2022-12-01 08:00		Jim Hamilton's World of Securities Regulation - Petition for rulemaking seeks to reduce DEI barriers via Rule 501(a)

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