Jim Hamiltons World of Securities Regulation

Jim Hamiltons World of Securities Regulation Archive for October, 2023

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2023-10-31 11:00		Jim Hamilton's World of Securities Regulation - Cert denied in securities cases questioning SEC on disgorgement, penalties
2023-10-30 11:00		Jim Hamilton's World of Securities Regulation - AFBR seeks en banc look at Nasdaq board-diversity rule
2023-10-27 09:30		Jim Hamilton's World of Securities Regulation - SEC Chair Gensler tells U.S. Chamber climate disclosure gathering that agency will adhere to its legal authorities
2023-10-26 09:00		Jim Hamilton's World of Securities Regulation - SIFMA sharpens challenge to Missouri securities rules that create hurdles to ESG investing
2023-10-25 09:30		Jim Hamilton's World of Securities Regulation - Commissioner Pham cautions CFTC about abusing deliberative process privilege in enforcement actions
2023-10-24 10:30		Jim Hamilton's World of Securities Regulation - SEC drops aiding-and-abetting case against Ripple execs
2023-10-23 08:30		Jim Hamilton's World of Securities Regulation - Sierra Club presses SEC to follow through on ESG disclosure rules for investment companies and advisers
2023-10-20 10:00		Jim Hamilton's World of Securities Regulation - Musk, Cuban are among amici that oppose SEC's administrative proceedings process
2023-10-19 10:00		Jim Hamilton's World of Securities Regulation - Fund manager seeks new rules to require retailers to disclose tobacco revenues
2023-10-18 12:00		Jim Hamilton's World of Securities Regulation - Law firm seeks rulemaking to clarify how commissioners can review preliminary determinations
2023-10-17 11:00		Jim Hamilton's World of Securities Regulation - Comer accuses Gensler of stonewalling on requested documents on climate, social agenda
2023-10-16 11:00		Jim Hamilton's World of Securities Regulation - SEC adopts rule enhancing securities lending transparency
2023-10-13 12:00		Jim Hamilton's World of Securities Regulation - Boards feel prepared for ESG disclosure, but some question its link to corporate strategy, PwC finds
2023-10-12 13:00		Jim Hamilton's World of Securities Regulation - SEC argues stock buybacks are not constitutionally protected “expressive activity”
2023-10-11 15:30		Jim Hamilton's World of Securities Regulation - DOJ's Monaco outlines M&A self-disclosure safe harbor with presumed declination feature
2023-10-10 16:30		Jim Hamilton's World of Securities Regulation - CII supports call for post-IPO holding period for unregistered shares in wake of Slack ruling
2023-10-09 09:30		Jim Hamilton's World of Securities Regulation - New SEC Cyber Disclosure Rules Take Effect: What Public Companies Need to Know
2023-10-06 09:00		Jim Hamilton's World of Securities Regulation - Anti-DEI investor lawsuits are on the rise
2023-10-05 08:30		Jim Hamilton's World of Securities Regulation - PCAOB modernizes requirements for auditors' use of third party confirmations
2023-10-04 09:00		Jim Hamilton's World of Securities Regulation - CFTC proposes to update requirements for well-used compliance exemption
2023-10-03 09:30		Jim Hamilton's World of Securities Regulation - High Court takes on question of whether an Item 303 omission is actionable under 10(b)
2023-10-02 09:30		Jim Hamilton's World of Securities Regulation - SEC proposes new requirements for registered index-linked annuities

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